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RIA / WealthAdvisor27 years in industry

CHRISTOPHER MATTHEW INGRAM

Advisor at PROSPERITAS FINANCIAL, LLC

VALENCIA, CA

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Search this name across graphsid dfx:ria:784a5601-69d1-90b3-d089-b32bf6ff1cae

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 11, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PROSPERITAS FINANCIAL, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 9, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Feb 9, 1999
First registration: Apr 11, 2000
Dual registered: no
IAPD individual key: 3156210

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PROSPERITAS FINANCIAL, LLC	Independent wealth	Aug 31, 2021	n/a	yes	VALENCIA, CA	Current employment
NEXT FINANCIAL GROUP, INC.	Former SEC adviser	Dec 5, 2007	Apr 25, 2022	no	VALENCIA, CA	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Apr 11, 2007	Dec 4, 2007	no	VALENCIA, CA	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Aug 29, 2003	Mar 22, 2007	no	SANTA CLARITA, CA\|SANTA CLARICA, CA\|SANTA CLARITA, CA	Previous registration
MORGAN STANLEY DW INC.	n/a	Apr 11, 2000	Jul 30, 2003	no	VALENCIA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NEXT FINANCIAL GROUP, INC.	PROSPERITAS FINANCIAL, LLC	Apr 25, 2022	Aug 31, 2021	-237	Firm change after gap	Ibd to new firm
PARK AVENUE SECURITIES LLC	NEXT FINANCIAL GROUP, INC.	Dec 4, 2007	Dec 5, 2007	1	Firm change	Other
WOODBURY FINANCIAL SERVICES, INC.	PARK AVENUE SECURITIES LLC	Mar 22, 2007	Apr 11, 2007	20	Firm change	Other
MORGAN STANLEY DW INC.	WOODBURY FINANCIAL SERVICES, INC.	Jul 30, 2003	Aug 29, 2003	30	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
46214:315768:CA:2022-04-25	Apr 25, 2022	Aug 31, 2021	VALENCIA, CA	Firm change after gap

Relationships

Registered with (5)

→ PROSPERITAS FINANCIAL, LLCRegistered adviserregistration: current employment
Aug 31, 2021 to presentfactForm ADV
→ NEXT FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Dec 5, 2007 to Apr 25, 2022factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Apr 11, 2007 to Dec 4, 2007factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Aug 29, 2003 to Mar 22, 2007factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Apr 11, 2000 to Jul 30, 2003factForm ADV

Dated events

Occurred
Apr 25, 2022
Advisor changed firm
Christopher Matthew Ingram left Next Financial Group, Inc. for Prosperitas Financial, Llc (registered 2021-08-31)
Form ADVobserved 6 days ago