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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

LUIS Alberto HERNANDEZ

Advisor at TD PRIVATE CLIENT WEALTH LLC

Weston, FL | Sarasota, FL

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Search this name across graphsid dfx:ria:784c222f-5a73-3154-c240-4013ac64f41c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jan 23, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TD PRIVATE CLIENT WEALTH LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Jan 7, 2019
First registration: Jan 23, 2019
Dual registered: yes, broker-dealer
Other names: Luis A Hernandez|LUIS HERNANDEZ|LUIS ALBERTO HERNANDEZ
IAPD individual key: 6916242

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TD PRIVATE CLIENT WEALTH LLC	Bd affiliated wealth	Jun 30, 2025	n/a	yes	Sarasota, FL\|Weston, FL	Current employment
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jul 8, 2024	Jun 25, 2025	no	Miami, FL\|Miramar, FL\|Coral Springs, FL\|Coral Springs, FL\|Miramar, FL	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jul 7, 2020	Jun 10, 2024	no	HIALEAH, FL\|HIALEAH, FL\|HIALEAH, FL	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Nov 18, 2019	Jun 24, 2020	no	CORAL GABLES, FL	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 23, 2019	Aug 12, 2019	no	MIAMI, FL\|MIAMI, FL\|PEMBROKE PINES, FL\|NORTH MIAMI BEACH, FL\|SUNRISE, FL\|HOLLYWOOD, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CITIGROUP GLOBAL MARKETS INC.	TD PRIVATE CLIENT WEALTH LLC	Jun 25, 2025	Jun 30, 2025	5	Firm change	Ibd to ibd
CETERA INVESTMENT ADVISERS LLC	CITIGROUP GLOBAL MARKETS INC.	Jun 10, 2024	Jul 8, 2024	28	Firm change	Ibd to ibd
J.P. MORGAN SECURITIES LLC	CETERA INVESTMENT ADVISERS LLC	Jun 24, 2020	Jul 7, 2020	13	Firm change	Wirehouse to ibd
LPL FINANCIAL LLC	J.P. MORGAN SECURITIES LLC	Aug 12, 2019	Nov 18, 2019	98	Firm change	Ibd to wirehouse

Relationships

Registered with (5)

→ TD PRIVATE CLIENT WEALTH LLCRegistered adviserregistration: current employment
Jun 30, 2025 to presentfactForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jul 8, 2024 to Jun 25, 2025factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jul 7, 2020 to Jun 10, 2024factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Nov 18, 2019 to Jun 24, 2020factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jan 23, 2019 to Aug 12, 2019factForm ADV

Dated events

Occurred
Jun 25, 2025
Advisor changed firm
Luis Alberto Hernandez left Citigroup Global Markets Inc. for Td Private Client Wealth Llc (registered 2025-06-30)
Form ADVobserved 6 days ago
Occurred
Jun 10, 2024
Advisor changed firm
Luis Alberto Hernandez left Cetera Investment Advisers Llc for Citigroup Global Markets Inc. (registered 2024-07-08)
Form ADVobserved 6 days ago