RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••• A•••••• H••••••••
- T• P•••••• C••••• W••••• L•• BD affiliated currentsince Jun 30, 2025 · Sarasota, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 8, 2024 to Jun 25, 2025 · Miami, Fl
- C••••• I••••••••• A••••••• L•• BD affiliatedJul 7, 2020 to Jun 10, 2024 · Hialeah, Fl
- J••• M••••• S••••••••• L•• wirehouseNov 18, 2019 to Jun 24, 2020 · Coral Gables, Fl
- L•• F•••••••• L•• BD affiliatedJan 23, 2019 to Aug 12, 2019 · Miami, Fl
- C•••••••• G••••• M•••••• I••• to T• P•••••• C••••• W••••• L••left Jun 25, 2025, registered Jun 30, 2025 (5 days) · Affiliated broker-dealer or bank to another
- C••••• I••••••••• A••••••• L•• to C•••••••• G••••• M•••••• I•••left Jun 10, 2024, registered Jul 8, 2024 (28 days) · Affiliated broker-dealer or bank to another
- J••• M••••• S••••••••• L•• to C••••• I••••••••• A••••••• L••left Jun 24, 2020, registered Jul 7, 2020 (13 days) · Wirehouse to affiliated broker-dealer or bank
- L•• F•••••••• L•• to J••• M••••• S••••••••• L••left Aug 12, 2019, registered Nov 18, 2019 (98 days) · Affiliated broker-dealer or bank to wirehouse
- L••• A•••••• H•••••••• left C•••••••• G••••• M•••••• I••• for T• P•••••• C••••• W••••• L•• (registered 2025-06-30)Jun 25, 2025 · Advisor changed firm · fact
- L••• A•••••• H•••••••• left C••••• I••••••••• A••••••• L•• for C•••••••• G••••• M•••••• I••• (registered 2024-07-08)Jun 10, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address