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U• I•••••••• M••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

U• I•••••••• M••••••• L•

CRD 312299

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Search this name across graphsid dfx:ria:785bd857-cee8-c553-5cb0-a3787e266f14

Data as of Feb 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 2
Observed: Jun 7, 2022 to Feb 6, 2026
7 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

U• I•••••••• M••••••• L•

Private equity manager · shared crd

Venture Capitalidentity

U• I•••••••• M••••••• L•

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $125MItem 5.F on the latest filing (2026-02-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $125M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
U• I•••••••• P•••••••• H••••• L•	Private Equity Fund	$63.9M	Mar 11, 2024	9	Mar 11, 2024	reported	021-492442
U• I•••••••• P•••••••• T•••• L•	Private Equity Fund	$54.4M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F•• I••••••••• L••	LIMITED PARTNER	E	yes	12/2020	Jun 7, 2022	Mar 11, 2024
G•••••••• L•••••• G•••	CHIEF COMPLIANCE OFFICER	Na	yes	04/2021	Jun 7, 2022

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$125M	$118M	5.3%	$211M	-16.0%	2	2	0	0

Relationships

Advises (3)

→ U• I•••••••• P•••••••• H••••• L•Private fundPrivate Equity Fund, IA
Mar 11, 2024 to presentfactForm ADV
→ U• I•••••••• H••••••• L••Private fundOther Private Fund, IA
Apr 8, 2021 to presentfactForm ADV
→ U• I•••••••• P•••••••• T•••• L•Private fundPrivate Equity Fund, IA
Mar 11, 2024 to presentfactForm ADV

Controls (4)

Dated events

Occurred
Mar 10, 2023
Regulatory AUM changed
U• I•••••••• M••••••• L• reported RAUM $210.5M, down 34% from $320.5M (2022-06-07 to 2023-03-10)
Form ADVobserved 7 days ago
$-110M
Occurred
Jun 7, 2022
First Form ADV filing
U• I•••••••• M••••••• L• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:785bd857-cee8-c553-5cb0-a3787e266f14
First observed: Jun 7, 2022
Last observed: Feb 6, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.