DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
U• I•••••••• M••••••• L•
Latest filing Feb 6, 2026
First filing on the tape Jun 7, 2022 · 7 filings
SEC status approved since Jul 7, 2022
RAUM
$125M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$125M as of Feb 6, 2026
Mar 10, 2023$211M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Feb 6, 2026
Mar 10, 20230 then
Employees (5.A)2 as of Feb 6, 2026
Mar 10, 20232 then
Private funds2 as of Feb 6, 2026
Mar 10, 20231 then
RAUM +5.3% over the last fiscal year-16% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Feb 6, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $62.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $125M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$125M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $125M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| U• I•••••••• P•••••••• H••••• L• | Private Equity Fund | $63.9M | 9 | Mar 11, 2024 |
| U• I•••••••• P•••••••• T•••• L• | Private Equity Fund | $54.4M | 5 | Mar 11, 2024 |
| U• I•••••••• H••••••• L•• | Other Private Fund | $430,614 | 10 | Apr 8, 2021 |
Owners and control persons
Schedule A and B, latest filing
- G•••••••• L•••••• G••• · Chief Compliance Officercontrolsince 04/2021 · owns less than 5%
- R••••• A•••••• C••••• · Managing Partner, Chief Executive Officercontrolsince 12/2020 · owns less than 5%
- R••••• A•••••• C••••• · President, Managing Partnercontrolsince 12/2020 · owns 75% or more of F•• I••••••••• L••
- R••••• A•••••• C••••• · Presidentcontrolsince 12/2020 · owns 75% or more of U• I•••••••• A••••••• L••
Entity owners
- F•• I••••••••• L•• · Limited Partnerdirect · owns 75% or more
- U• I•••••••• A••••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $118M to $125MMar 21, 2025 to Feb 6, 2026
- Discretionary RAUM · $118M to $125MMar 21, 2025 to Feb 6, 2026
- Pooled vehicle RAUM · $118M to $125MMar 21, 2025 to Feb 6, 2026
- RAUM · $118M to $125MMar 21, 2025 to Feb 6, 2026
- Accounts · 3 to 2Mar 11, 2024 to Mar 21, 2025
- Advisory employees · 3 to 2Mar 11, 2024 to Mar 21, 2025
- Pooled vehicle clients · 3 to 2Mar 11, 2024 to Mar 21, 2025
- Assets in custody · $119M to $118MMar 11, 2024 to Mar 21, 2025
- Employees · 3 to 2Mar 11, 2024 to Mar 21, 2025
- Financial planning clients · unset to Mar 11, 2024 to Mar 21, 2025
- HQ city · unset to Mar 11, 2024 to Mar 21, 2025
- HQ state · unset to Mar 11, 2024 to Mar 21, 2025
- Private funds · 3 to 2Mar 11, 2024 to Mar 21, 2025
- Discretionary RAUM · $119M to $118MMar 11, 2024 to Mar 21, 2025
- Pooled vehicle RAUM · $119M to $118MMar 11, 2024 to Mar 21, 2025
- RAUM · $119M to $118MMar 11, 2024 to Mar 21, 2025
- Accounts · 1 to 3Jun 19, 2023 to Mar 11, 2024
- Advisory employees · 2 to 3Jun 19, 2023 to Mar 11, 2024
- Pooled vehicle clients · 1 to 3Jun 19, 2023 to Mar 11, 2024
- Assets in custody · $70.5M to $119MJun 19, 2023 to Mar 11, 2024
- Employees · 2 to 3Jun 19, 2023 to Mar 11, 2024
- Private funds · 1 to 3Jun 19, 2023 to Mar 11, 2024
- Discretionary RAUM · $0 to $119MJun 19, 2023 to Mar 11, 2024
- Non-discretionary RAUM · $211M to $0Jun 19, 2023 to Mar 11, 2024
- Pooled vehicle RAUM · $211M to $119MJun 19, 2023 to Mar 11, 2024
- RAUM · $211M to $119MJun 19, 2023 to Mar 11, 2024
- Private funds · 2 to 1Jun 7, 2022 to Mar 10, 2023
- Non-discretionary RAUM · $321M to $211MJun 7, 2022 to Mar 10, 2023
- Pooled vehicle RAUM · $321M to $211MJun 7, 2022 to Mar 10, 2023
- RAUM · $321M to $211MJun 7, 2022 to Mar 10, 2023
Signals
2 dated events
- U• I•••••••• M••••••• L• reported RAUM $210.5M, down 34% from $320.5M (2022-06-07 to 2023-03-10)Mar 10, 2023 · RAUM change · derived
- U• I•••••••• M••••••• L• filed its initial SEC registration (Form ADV)Jun 7, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- U• I•••••••• M••••••• L• · Private Equityshared crd · organization
- U• I•••••••• M••••••• L• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- usinfravest.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-201-2392reportedpublic record, Form ADV, Feb 6, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026