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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
PLYMOUTH, MN | ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | May 4, 2020 | n/a | yes | PLYMOUTH, MN|ATLANTA, GA | Current employment |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Aug 9, 2016 | Nov 26, 2019 | no | ATLANTA, GA | Previous registration |
| GV FINANCIAL ADVISORS, INC. | n/a | May 13, 2009 | Dec 6, 2011 | no | ATLANTA, GA | Previous registration |
| JOYN ADVISORS, INC. | Former SEC adviser | May 13, 2009 | Apr 30, 2020 | no | ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| JOYN ADVISORS, INC. | SECURIAN FINANCIAL SERVICES, INC. | Apr 30, 2020 | Aug 9, 2016 | -1,360 | Firm change after gap | Other |
| SECURIAN FINANCIAL SERVICES, INC. | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Nov 26, 2019 | May 4, 2020 | 160 | Firm change | Ibd to ibd |
| GV FINANCIAL ADVISORS, INC. | JOYN ADVISORS, INC. | Dec 6, 2011 | May 13, 2009 | -937 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 106725:15296:GA:2020-04-30 | Apr 30, 2020 | Aug 9, 2016 | ATLANTA, GA | Firm change after gap |
| 15296:116407:GA:2019-11-26 | Nov 26, 2019 | May 4, 2020 | ATLANTA, GA | Firm change |