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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

JOYN ADVISORS, INC.

CRD 106725

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ead54eba-d889-2a00-fdc5-9f42d73dd65b

Data as of Nov 25, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 48
Dated events: 0
On other graphs: 0
Observed: Dec 8, 2011 to Nov 25, 2019
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.4BItem 5.F on the latest filing (2019-11-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.4B
Private client RAUM: $1.3BderivedItem 5.D individuals plus high net worth individuals
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 38
Advisory employees: 19
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2,970
Individual clients: 156
High net worth clients: 629
Custody, client assets: $113M
SEC number: 801-39720
CRD: 106725
Filings on the tape: 18
First filed: Dec 8, 2011
Latest filed: Nov 25, 2019
Organised: Corporation, Georgia

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GELLER, DAVID, LOUIS	CHIEF EXECUTIVE OFFICER	Na	yes	01/2001	Dec 8, 2011	Nov 25, 2019
GELLER, DAVID, LOUIS	Shareholder	C	yes	01/2001	Dec 8, 2011	Nov 25, 2019
GELLER, MATTHEW, HENRY	PRESIDENT & CHIEF COMPLIANCE OFFICER	Na	yes	01/2015	Dec 8, 2011	Nov 25, 2019
GELLER, MATTHEW, HENRY	Shareholder	C	yes	01/2001	Dec 8, 2011	Nov 25, 2019
JOYN, INC.	CORPORATE OWNER	E	yes	01/2001	Dec 13, 2016	Nov 25, 2019
LEWYN, MARC, JONATHAN	Shareholder	C	yes	05/2006	Dec 8, 2011	Nov 25, 2019
LEWYN, MARC, JONATHAN	CEO, STRATEGIC LIQUIDITY SERVICES	Na	yes	01/2015	Dec 8, 2011	Nov 25, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
JOYN ATLANTA, INC.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Apr 30, 2019	$1.4B	$1.4B	38	19	0	n/a	n/a
2018	Feb 23, 2018	$1.4B	$1.4B	43	22	0	n/a	n/a
2017	Apr 27, 2017	$1.3B	$1.3B	48	26	n/a	n/a	n/a
2016	Apr 27, 2016	$1.2B	$1.2B	49	24	n/a	n/a	n/a
2015	Apr 27, 2015	$1.3B	$1.3B	45	21	n/a	n/a	n/a
2014	Mar 11, 2014	$1.2B	$1.2B	44	22	n/a	n/a	n/a
2013	Apr 26, 2013	$905M	$905M	46	20	n/a	n/a	n/a
2012	Mar 23, 2012	$826M	$826M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$1.4B	$1.4B	-4.0%	$1.2B	6.0%	38	43	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	7	Apr 30, 2020	Oct 14, 2020	ATLANTA, GA	Firm absorbed	RIA to ibd	70.0%
SECURIAN FINANCIAL SERVICES, INC.	3	Apr 30, 2020	Apr 16, 2018	ATLANTA, GA	Team lift out	RIA to ibd	30.0%

Relationships

Controls (4)

← GELLER, DAVID, LOUISOwnerSHAREHOLDER, ownership code C, individual
Dec 8, 2011 to presentfactForm ADV
← GELLER, MATTHEW, HENRYOwnerSHAREHOLDER, ownership code C, individual
Dec 8, 2011 to presentfactForm ADV
← LEWYN, MARC, JONATHANOwnerSHAREHOLDER, ownership code C, individual
Dec 8, 2011 to presentfactForm ADV
← JOYN, INC.OwnerCORPORATE OWNER, ownership code E, foreign entity
Dec 13, 2016 to presentfactForm ADV

Moved with (2)

→ WEALTH ENHANCEMENT ADVISORY SERVICES, LLCRegistered adviser7 advisors, firm absorbed, same day
Apr 30, 2020 to Oct 14, 2020factForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviser3 advisors, team lift out, same day
Apr 30, 2020 to Apr 16, 2018factForm ADV

Registered with (39)

← John Wilmer EllardAdvisorregistration: previous registration
Oct 19, 2015 to Apr 30, 2020factForm ADV
← Craig Allen BelisleAdvisorregistration: previous registration
Nov 13, 2000 to Apr 30, 2020factForm ADV
← Jennifer Ford DeLoachAdvisorregistration: previous registration
Jul 26, 2018 to Apr 30, 2020factForm ADV
← DESHUNNON THOMASAdvisorregistration: previous registration
Apr 10, 2018 to Apr 30, 2020factForm ADV
← Cynthia Rose WilsonAdvisorregistration: previous registration
Oct 17, 2007 to Apr 30, 2020factForm ADV
← Tiffany Geyer RosettiAdvisorregistration: previous registration
May 13, 2009 to Apr 30, 2020factForm ADV
← JOHN STEELEAdvisorregistration: previous registration
Jun 24, 2019 to Apr 30, 2020factForm ADV
← Bryan E WallsAdvisorregistration: previous registration
Jun 19, 2018 to Apr 30, 2020factForm ADV
← Evan Miles QuinnAdvisorregistration: previous registration
Mar 27, 2018 to Apr 30, 2020factForm ADV
← Christina Nichole MumpowerAdvisorregistration: previous registration
Apr 4, 2017 to Apr 30, 2020factForm ADV
← JASON TYLER EAGLEAdvisorregistration: previous registration
Apr 4, 2016 to Jan 24, 2020factForm ADV
← SERGIO DE LA TORREAdvisorregistration: previous registration
May 26, 2016 to Sep 18, 2019factForm ADV
← GARY THOMAS WHITEHURSTAdvisorregistration: previous registration
May 2, 2003 to Jan 9, 2019factForm ADV
← RYAN WALLACE KLINGAdvisorregistration: previous registration
Sep 5, 2018 to Oct 3, 2018factForm ADV
← BRIAN WILLIAM FREYAdvisorregistration: previous registration
Aug 24, 2010 to Sep 4, 2018factForm ADV
← Eric Boyd PhilipsAdvisorregistration: previous registration
Dec 13, 2016 to May 14, 2018factForm ADV
← LARA B O'LEARYAdvisorregistration: previous registration
May 2, 2003 to Apr 26, 2018factForm ADV
← SUZANNE ROBIN DURBINAdvisorregistration: previous registration
May 2, 2003 to Mar 15, 2018factForm ADV
← Voselyn D Williams-BarnesAdvisorregistration: previous registration
Apr 24, 2009 to Aug 25, 2016factForm ADV
← Seth Taylor AdamsAdvisorregistration: previous registration
Sep 19, 2007 to Jul 5, 2016factForm ADV
← TREVOR KENT THOMPSONAdvisorregistration: previous registration
Jun 19, 2007 to Jun 10, 2016factForm ADV
← DAVI KUTNERAdvisorregistration: previous registration
Jul 16, 2007 to Jul 30, 2015factForm ADV
← Samson Barry GrisAdvisorregistration: previous registration
Sep 25, 2014 to Dec 16, 2014factForm ADV
← David Griswold CurryAdvisorregistration: previous registration
Jul 27, 2010 to Jun 11, 2014factForm ADV
← WILLIAM LUCAS NICHOLSAdvisorregistration: previous registration
Mar 10, 2005 to Aug 26, 2013factForm ADV
← ANGELIA MARIE BROWNAdvisorregistration: previous registration
Sep 12, 2011 to Jun 27, 2012factForm ADV
← ELISABETH LINLEY MOODYAdvisorregistration: previous registration
May 7, 2009 to Apr 12, 2011factForm ADV
← JOHN PAUL HAAGAdvisorregistration: previous registration
May 2, 2003 to Jan 18, 2007factForm ADV
← JUNKO ISHIGAMI HORVATHAdvisorregistration: previous registration
May 2, 2003 to Nov 14, 2006factForm ADV
← MASOOD VOJDANIAdvisorregistration: previous registration
Sep 12, 2000 to Apr 13, 2006factForm ADV
and 9 more

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ead54eba-d889-2a00-fdc5-9f42d73dd65b
First observed: Dec 8, 2011
Last observed: Nov 25, 2019 83 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JOYN ADVISORS, INC.

CRD 106725

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ead54eba-d889-2a00-fdc5-9f42d73dd65b

Data as of Nov 25, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:20 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GELLER, DAVID, LOUIS

CHIEF EXECUTIVE OFFICER

yes

01/2001

Dec 8, 2011

Nov 25, 2019

GELLER, DAVID, LOUIS

Shareholder

yes

01/2001

Dec 8, 2011

Nov 25, 2019

GELLER, MATTHEW, HENRY

PRESIDENT & CHIEF COMPLIANCE OFFICER

yes

01/2015

Dec 8, 2011

Nov 25, 2019

GELLER, MATTHEW, HENRY

Shareholder

yes

01/2001

Dec 8, 2011

Nov 25, 2019

JOYN, INC.

CORPORATE OWNER

yes

01/2001

Dec 13, 2016

Nov 25, 2019

LEWYN, MARC, JONATHAN

Shareholder

yes

05/2006

Dec 8, 2011

Nov 25, 2019

LEWYN, MARC, JONATHAN

CEO, STRATEGIC LIQUIDITY SERVICES

yes

01/2015

Dec 8, 2011

Nov 25, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

JOYN ATLANTA, INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Apr 30, 2019

$1.4B

n/a

2018

Feb 23, 2018

$1.4B

n/a

2017

Apr 27, 2017

$1.3B

n/a

2016

Apr 27, 2016

$1.2B

n/a

2015

Apr 27, 2015

$1.3B

n/a

2014

Mar 11, 2014

$1.2B

n/a

2013

Apr 26, 2013

$905M

n/a

2012

Mar 23, 2012

$826M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$1.4B

-4.0%

$1.2B

6.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Apr 30, 2020

Oct 14, 2020

ATLANTA, GA

Firm absorbed

RIA to ibd

70.0%

SECURIAN FINANCIAL SERVICES, INC.

Apr 30, 2020

Apr 16, 2018

ATLANTA, GA

Team lift out

RIA to ibd

30.0%