DFX Intelligence

P••• J••••• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

P••• J••••• R••••••

Advisor at S••••••• K••••• L••

BOSTON, MA

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Search this name across graphsid dfx:ria:787229af-315b-b4b2-f97d-6cb51932e121

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 9, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• K••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Aug 23, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• K••••• L••	Asset manager	Jul 21, 2021	n/a	yes	BOSTON, MA	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Apr 10, 2015	Nov 18, 2019	no	NEW YORK, NY\|BOSTON, MA\|NEW YORK, NY\|PENNINGTON, NJ\|BOSTON, MA\|NEW YORK, NY\|NEW YORK, NY\|PENNINGTON, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	S••••••• K••••• L••	Nov 18, 2019	Jul 21, 2021	611	Firm change after gap	Other
S••••••• K••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Jun 19, 2008	Apr 10, 2015

Relationships

Registered with (2)

→ S••••••• K••••• L••Registered adviserregistration: previous registration
Nov 9, 2007 to Jun 19, 2008factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Apr 10, 2015 to Nov 18, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:787229af-315b-b4b2-f97d-6cb51932e121
First observed: Nov 9, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.