DFX Intelligence

S••••• F•••••• W••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

S••••• F•••••• W••••••••

Advisor at C••• I••••••••• A•••••••• I•••

WOODSTOCK, GA | MCDONOUGH, GA

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Search this name across graphsid dfx:ria:7878d7e9-c60b-41df-e5e9-6e95111476d3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 11, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• I••••••••• A•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• I••••••••• A•••••••• I•••	Independent wealth	Jan 27, 2017	n/a	yes	MCDONOUGH, GA\|WOODSTOCK, GA	Current employment
C••• I••••••••• A•••••••• I•••	Independent wealth	Jul 17, 2009	Oct 6, 2010	no	MCDONOUGH, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• • R•••	C••• I••••••••• A•••••••• I•••	Mar 9, 2009	Jul 17, 2009	130	Firm change	Other

Relationships

Registered with (2)

→ C••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 17, 2009 to Oct 6, 2010factForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Jun 11, 2003 to Mar 9, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7878d7e9-c60b-41df-e5e9-6e95111476d3
First observed: Jun 11, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.