DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A••••••• I••••••••• M••••••••• I•••
COLORADO SPRINGS, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••••• I••••••••• M••••••••• I••• | Former SEC adviser | Aug 26, 2002 | n/a | yes | COLORADO SPRINGS, CO | Current employment |
| B•••••• I••••••••• M••••••••• I••• | n/a | Oct 29, 1999 | Dec 4, 2006 | no | COLORADO SPRINGS, CO |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B•••••• I••••••••• M••••••••• I••• | A••••••• I••••••••• M••••••••• I••• | Dec 4, 2006 | Aug 26, 2002 | -1,561 | Firm change after gap | Other |
| M•••••• I••••••••• M••••••••• I••• | B•••••• I••••••••• M••••••••• I••• | Mar 31, 2006 | Oct 29, 1999 |
| M•••••• I••••••••• M••••••••• I••• | n/a | Jan 1, 1999 | Mar 31, 2006 | no | COLORADO SPRINGS, CO | Previous registration |
| -2,345 |
| Firm change after gap |
| Other |