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ADVISERS INVESTMENT MANAGEMENT,INC, CRD 112649
COLORADO SPRINGS, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| PAUL SCOTT NELSON | n/a | COLORADO SPRINGS, CO | 25 | 25 | n/a | no |
| ROLLYN LAWRENCE WILD | n/a | COLORADO SPRINGS, CO | 24 | 39 | 2 | no |
| LOGAN DANE ALLEY | n/a | WALSH, CO | 9 | 20 | 1 | no |
| Lucas Dean Laudick | n/a | Colorado Springs, CO | 3 | 10 | n/a | no |
| ADAM JOSEPH ERMEL | n/a | Colorado Springs, CO | 1 | 16 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| WILD, ROLLYN, LAWRENCE | OWNER/PRESIDENT & CEO/CHIEF COMPLIANCE OFFICER | E | yes | 05/1998 | Jan 25, 2012 | Feb 10, 2012 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| COLORADO SPRINGS | Co | United States | n/a | no |
| COLORADO SPRINGS | Co | United States | n/a | no |
| COLORADO SPRINGS | Co | United States | n/a | no |
| COLORADO SPRINGS | Co | United States | n/a | no |
| COLORADO SPRINGS | Co | United States | n/a | no |
| WOODLAND PARK | Co | United States | n/a | no |
| n/a | n/a | n/a | n/a | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2011 | Jan 25, 2012 | $40.9M | $40.9M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2011 | $40.9M | n/a | n/a | n/a | n/a | n/a | n/a | n/a | n/a |