This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

HARBOR CAPITAL ADVISORS, INC.

Current firm class

asset managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 1, 2014earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Oct 14, 2022

First registration

Oct 21, 2022

Dual registered

yes, broker-dealer

Other names

Patrick A Sullivan|Patrick Andrew Sullivan

IAPD individual key

7588302

• Occurred

  Jan 12, 2025
  Advisor changed firm

  Patrick Sullivan left J.P. Morgan Securities Llc for Harbor Capital Advisors, Inc. (registered 2025-01-21)

  Form ADVobserved 4 days ago
• Occurred

  Dec 5, 2022
  Advisor changed firm

  Patrick Sullivan left Merrill Lynch, Pierce, Fenner & Smith Incorporated for J.P. Morgan Securities Llc (registered 2023-02-17)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:78a78db8-8bd0-4211-4e97-b290b79e5e45

First observed

Oct 21, 2022

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.