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Advisor at AWM CAPITAL, LLC
PHOENIX, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AWM CAPITAL, LLC | Independent wealth | Apr 29, 2025 | n/a | yes | PHOENIX, AZ | Current employment |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Nov 7, 2023 | May 24, 2024 | no | Westlake, TX|Westlake, TX|San Diego, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | AWM CAPITAL, LLC | May 24, 2024 | Apr 29, 2025 | 340 | Firm change | Ibd to RIA |