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CRD 287980
PHOENIX, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| ERIK DANIEL AVERILL | Certified Financial Planner | PHOENIX, AZ | 9 | 17 | 2 | no |
| ROBERT DON MCCONCHIE | Personal Financial Specialist | PHOENIX, AZ | 9 | 16 | n/a | no |
| BRANDON LEE AVERILL | Certified Financial Planner | Los Angeles, CA | 9 | 16 | 2 | no |
| TRAVIS C CHICK | Certified Financial Planner | Tyler, TX | 7 | 12 | 1 | no |
| JUSTIN MICHAEL DYER | Certified Financial Planner|Chartered Financial Analyst | Los Angeles, CA | 7 | 18 | 7 | no |
| Joshua McAlister | Certified Financial Planner | PHOENIX, AZ | 6 | 11 | n/a | no |
| Zachary Joseph Miller | n/a | PHOENIX, AZ | 5 | 11 | n/a | no |
| Chase Knowlton Dominguez | Certified Financial Planner | Los Angeles, CA | 5 | 13 | n/a | no |
| BRYSON WILLS MC GUFFEY | n/a | Baton Rouge, LA | 5 | 15 | 1 | no |
| Jeffrey Ryan Locke | Certified Financial Planner | Los Angeles, CA | PHOENIX, AZ | 3 | 13 | 1 | no |
| AARON DAVID GOLDBERG | Certified Financial Planner | Los Angeles, CA | 3 | 18 | 1 | no |
| Samuel Onyedikachi Acho | n/a | Dallas, TX | PHOENIX, AZ | 2 | 15 | n/a | no |
| Riccardo Kirshun Stewart | n/a | PHOENIX, AZ | 2 | 19 | n/a | no |
| Charles Michael Toole | Certified Financial Planner | Atlanta, GA | 2 | 11 | 1 | no |
| Robert Ray Peters | n/a | Pasadena, CA | 2 | 13 | n/a | no |
| Sean Philip Richardson | n/a | Pasadena, CA | 2 | 12 | n/a | no |
| Ethan Austin Gahm | n/a | Pasadena, CA | 2 | 12 | n/a | no |
| FRANCISCO JAVIER SANCHEZ | Certified Financial Planner | Pasadena, CA | 2 | 14 | 1 | no |
| Mena R Hanna | Chartered Financial Analyst | Los Angeles, CA | 1 | 12 | 1 | no |
| Corbin Davis Bozosi | Certified Financial Planner | PHOENIX, AZ | 1 | 13 | 1 | no |
| Braden Robert Griffiths | n/a | Pasadena, CA | 1 | 11 | n/a | no |
| ROGER WALTON FERGUSON | n/a | Pasadena, CA | 0 | 10 | n/a | no |
| Nathan Minho Chong | n/a | Pasadena, CA | 0 | 10 | n/a | no |
| Sophia Nicol Barclay | n/a | Pasadena, CA | 0 | 12 | n/a | no |
| William Chapman | n/a | Pasadena, CA | 0 | 11 | 1 | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| AWM VENTURES REAL ESTATE FUND I LP | n/a | $31.0M | Mar 13, 2026 | 50 | Mar 13, 2026 | reported | 021-519209 |
| AWM VENTURE FUND VI LP | n/a | $21.6M | Mar 13, 2026 | 70 | Mar 13, 2026 | reported | 021-54758 |
| AWM VENTURE FUND V LP | n/a | $20.9M | Mar 13, 2026 | 55 | Mar 13, 2026 | reported | 021-516054 |
| AWM VENTURE FUND IV, LP | Venture Capital Fund | $17.2M | Mar 13, 2026 | 52 | Mar 28, 2024 | reported | 021-486398 |
| AWM VENTURE FUND III, LLC | Venture Capital Fund | $8.1M | Mar 13, 2026 | 31 | Mar 23, 2022 | reported | 021-442828 |
| AWM VENTURE FUND II, LLC | Venture Capital Fund | $3.6M | Mar 13, 2026 | 35 | Mar 25, 2021 | reported | 021-406686 |
| AWM VENTURE FUND I LLC | Venture Capital Fund | $3.0M | Mar 13, 2026 | 16 | Nov 2, 2018 | reported | 021-349856 |
| BAYWOOD RANCH LP | n/a | $1.4M | Mar 13, 2026 | 30 | Mar 13, 2026 | reported | 021-562940 |
| AWM VENTURE OPPORTUNITY FUND I LLC | Venture Capital Fund | $1.0M | Mar 13, 2026 | 25 | Jun 29, 2020 | reported | 021-370275 |
| AWM VENTURES SPV III | Venture Capital Fund | $187,327 | Mar 13, 2026 | 15 | Mar 23, 2022 | reported | 021-431205 |
| AWM VENTURE SPV I, LLC | Venture Capital Fund | $69,274 | Nov 18, 2021 | 8 | Mar 20, 2019 | dropped | 021-353382 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| AVERILL, BRANDON, LEE | Partner | C | yes | 02/2017 | Mar 13, 2026 | Mar 13, 2026 |
| AVERILL, ERIK, DANIEL | Member | C | yes | 02/2017 | Mar 13, 2026 | Mar 13, 2026 |
| DYER, JUSTIN, MICHAEL | Member | B | yes | 01/2023 | Mar 13, 2026 | Mar 13, 2026 |
| MCCONCHIE, ROBERT, DON | Member | B | yes | 02/2017 | Mar 13, 2026 | Mar 13, 2026 |
| LYNCH, DEBRA, BELLANTONI | CHIEF COMPLIANCE OFFICER | Na | no | 10/2023 | Mar 13, 2026 | Mar 13, 2026 |
| PENNIALL, DAVID, RICKARD | Member | B | no | 02/2017 | Mar 13, 2026 | Mar 13, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| AWM VENTURES LLC | n/a | n/a | n/a | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Pasadena | CA | United States | 7 | no |
| BATON ROUGE | La | United States | 1 | no |
| Tyler | TX | United States | 1 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 13, 2026 | $1.5B | $1.5B | 38 | 28 | 5 | 10 | n/a |
| 2024 | Mar 31, 2025 | $1.2B | $1.2B | 27 | 24 | 5 | 8 | n/a |
| 2023 | Mar 28, 2024 | $861M | $861M | 30 | 15 | 5 | 6 | $33.4M |
| 2022 | Mar 28, 2023 | $531M | $531M | 21 | 15 | 4 | 5 | $16.5M |
| 2021 | Mar 23, 2022 | $433M | $433M | 24 | 13 | 4 | 5 | $8.3M |
| 2020 | Mar 25, 2021 | $268M | $268M | 14 | 8 | 3 | 4 | $3.0M |
| 2019 | Feb 24, 2020 | $199M | $199M | 9 | 5 | 2 | 2 | $2.0M |
| 2018 | Mar 20, 2019 | $143M | $143M | 8 | 5 | 1 | 2 | $1.6M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 1 | 0 | 3.4% | 0 | 1 | 0 | 6 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.5B | $1.2B | 29.1% | $531M | 41.0% | 38 | 27 | 5 | 5 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| BRIDGE ADVISORY LLC | 2 | Oct 31, 2024 | Jul 7, 2021 | PASADENA, CA | Team lift out | RIA to RIA | 20.0% |
| BRIDGE ADVISORY LLC | 2 | Jan 31, 2018 | May 26, 2017 | SCOTTSDALE, AZ | Team lift out | Other | 14.3% |