DFX Intelligence
Reading the graph
Reading the graph
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Advisor at W•••• F•••• A•••••••
GREENWOOD VILLAGE, CO | DENVER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | Wirehouse | Nov 6, 2023 | n/a | yes | DENVER, CO|GREENWOOD VILLAGE, CO | Current employment |
| U••• B•••••• I••••••••• I••• | Former SEC adviser | Jan 27, 2020 | Nov 10, 2023 | no | GREENWOOD VILLAGE, CO|Littleton, CO|Lombard, IL|Lakewood, CO|Littleton, CO|Littleton, CO|Aurora, CO|Aurora, CO|Aurora, CO|Aurora, CO |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U••• B•••••• I••••••••• I••• | W•••• F•••• A••••••• | Nov 10, 2023 | Nov 6, 2023 | -4 | Firm change | Ibd to wirehouse |
| P•• M•••••• A•••••• S••••••••• I••• | U••• B•••••• I••••••••• I••• | Jan 27, 2020 | Jan 27, 2020 |
| Previous registration |
| P•• M•••••• A•••••• S••••••••• I••• | Former SEC adviser | Oct 9, 2019 | Jan 27, 2020 | no | Northglenn, CO|Northglenn, CO | Previous registration |
| W•••••• • R••• | Former SEC adviser | Oct 26, 2012 | May 6, 2013 | no | FT. COLLINS, CO | Previous registration |
| 0 |
| Firm change |
| Ibd to ibd |
| W•••••• • R••• | P•• M•••••• A•••••• S••••••••• I••• | May 6, 2013 | Oct 9, 2019 | 2,347 | Firm change after gap | Other |