DFX Intelligence

T••••• A•••• C•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)14 years in industry

T••••• A•••• C•••

Advisor at C•••••••• L••

LAKE MARY, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 12:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 24, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• L••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Nov 14, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• L••	Other adviser	Feb 5, 2020	n/a	yes	LAKE MARY, FL	Current employment
V•••••• A•••••••• I•••	Bd affiliated wealth	Jan 10, 2018	May 3, 2019	no	Newport Beach, CA\|Orlando, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V•••••• A•••••••• I•••	C•••••••• L••	May 3, 2019	Feb 5, 2020	278	Firm change	Other
N•••••• G•••• S••••••••• I•••	V•••••• A•••••••• I•••	Nov 20, 2017	Jan 10, 2018

Relationships

Registered with (4)

→ C•••••••• L••Registered adviserregistration: current employment
Feb 5, 2020 to presentfactForm ADV
→ V•••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 10, 2018 to May 3, 2019factForm ADV
→ N•••••• G•••• S••••••••• I•••Registered adviserregistration: previous registration
Aug 12, 2014 to Nov 20, 2017factForm ADV
→ S••••• W••••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 24, 2014
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.