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Advisor at WELLS FARGO ADVISORS
GLENVIEW, IL | CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Dec 15, 2014 | n/a | yes | CHICAGO, IL|GLENVIEW, IL | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Dec 5, 2012 | Dec 3, 2014 | no | CHICAGO, IL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Aug 24, 2010 | Oct 24, 2012 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | Dec 3, 2014 | Dec 15, 2014 | 12 | Firm change | Wirehouse to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | UBS FINANCIAL SERVICES INC. | Oct 24, 2012 | Dec 5, 2012 | 42 | Firm change | Wirehouse to wirehouse |