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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

HUBER FINANCIAL

HUBER FINANCIAL ADVISORS, LLC, CRD 153747

LINCOLNSHIRE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:78c0707e-e6ac-450a-c7e1-2915d4b2954f

Data as of Jun 25, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 22
Dated events: 1
On other graphs: 0
Observed: Jan 11, 2012 to Jun 25, 2020
34 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.5BItem 5.F on the latest filing (2020-06-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.4B
Private client RAUM: $1.5BderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 25
Advisory employees: 14
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 4,209
Individual clients: 579
High net worth clients: 449
Custody, client assets: $143M
SEC number: 801-71465
CRD: 153747
Filings on the tape: 34
First filed: Jan 11, 2012
Latest filed: Jun 25, 2020
Organised: Limited Liability Company, Illinois

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BAER, MARGARET	CHIEF COMPLIANCE OFFICER	Na	yes	03/2018	Mar 23, 2018	Jun 25, 2020
HUBER, DAVID, JOSEPH	CHIEF EXECUTIVE OFFICER	D	yes	04/2013	Jan 11, 2012	Jun 25, 2020
HUBER, PHILIP, ROBERT	CHIEF INVESTMENT OFFICER	Na	yes	05/2015	May 13, 2015	Jun 25, 2020
MORRISON, ROBERT, EARL	President	B	yes	07/2013	Jul 24, 2013	Jun 25, 2020
CRUICKSHANK, EDWARD, HUNTER	WEALTH ADVISOR	Na	no	08/2004	Mar 23, 2018	Jun 25, 2020
DOYLE, JOSEPH, PETER	WEALTH ADVISOR	A	no	07/2009	Jul 24, 2013	Jun 25, 2020
WITT, ROBERT, JAMES	WEALTH ADVISOR	Na	no	08/2007	Mar 23, 2018	Jun 25, 2020

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Chicago	IL	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 15, 2020	$1.5B	$1.4B	25	14	1	n/a	n/a
2018	Feb 12, 2019	$1.2B	$1.2B	27	15	1	n/a	n/a
2017	Mar 23, 2018	$1.2B	$1.2B	23	13	1	n/a	n/a
2016	Mar 23, 2017	$1.2B	$1.0B	19	13	n/a	n/a	n/a
2015	Mar 23, 2016	$965M	$837M	18	10	n/a	n/a	n/a
2014	Feb 6, 2015	$829M	$813M	16	10	n/a	n/a	n/a
2013	Mar 19, 2014	$785M	$785M	16	9	n/a	n/a	n/a
2012	Mar 25, 2013	$0	$0	1	1	n/a	n/a	n/a
2011	Mar 26, 2012	$0	$0	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$1.5B	$1.2B	22.5%	$1.2B	6.5%	25	27	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SAVANT WEALTH MANAGEMENT	10	Aug 2, 2020	Mar 16, 2020	LINCOLNSHIRE, IL	Firm absorbed	RIA to RIA	100.0%

Relationships

Controls (4)

← HUBER, DAVID, JOSEPHOwnerCHIEF EXECUTIVE OFFICER, ownership code D, individual
Jan 11, 2012 to presentfactForm ADV
← MORRISON, ROBERT, EARLOwnerPRESIDENT, ownership code B, individual
Jul 24, 2013 to presentfactForm ADV
← BAER, MARGARETOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 23, 2018 to presentfactForm ADV
← HUBER, PHILIP, ROBERTOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
May 13, 2015 to presentfactForm ADV

Owns (3)

← WITT, ROBERT, JAMESOwnerWEALTH ADVISOR, ownership code NA, individual
Mar 23, 2018 to presentfactForm ADV
← CRUICKSHANK, EDWARD, HUNTEROwnerWEALTH ADVISOR, ownership code NA, individual
Mar 23, 2018 to presentfactForm ADV
← DOYLE, JOSEPH, PETEROwnerWEALTH ADVISOR, ownership code A, individual
Jul 24, 2013 to presentfactForm ADV

Affiliated with (1)

← HUBER FINANCIAL GROUP, LTD.Registered adviserother investment adviser, common control
factForm ADV

Registered with (13)

← DAVID JOSEPH HUBERAdvisorregistration: previous registration
Jan 30, 2012 to Aug 2, 2020factForm ADV
← Kimberly SpenceAdvisorregistration: previous registration
Jun 12, 2013 to Aug 2, 2020factForm ADV
← ROBERT JAMES WITTAdvisorregistration: previous registration
Jun 12, 2013 to Aug 2, 2020factForm ADV
← ROBERT EARL MORRISONAdvisorregistration: previous registration
Jun 12, 2013 to Aug 2, 2020factForm ADV
← DOUGLAS ROSS MORTONAdvisorregistration: previous registration
Jan 13, 2017 to Aug 2, 2020factForm ADV
← WILLIAM VERNON GUNLICKSAdvisorregistration: previous registration
Oct 7, 2014 to Aug 2, 2020factForm ADV
← EDWARD HUNTER CRUICKSHANKAdvisorregistration: previous registration
Jun 12, 2013 to Aug 2, 2020factForm ADV
← JEREMY SETH JOSEPHAdvisorregistration: previous registration
Dec 19, 2018 to Aug 2, 2020factForm ADV
← Stephen BergmanAdvisorregistration: previous registration
Feb 12, 2019 to Aug 2, 2020factForm ADV
← Maureen D WrightAdvisorregistration: previous registration
Mar 3, 2017 to Aug 2, 2020factForm ADV
← KYLE PATRICK DEALAdvisorregistration: previous registration
Feb 12, 2019 to Feb 14, 2020factForm ADV
← ANDREW W. A. MUSBACHAdvisorregistration: previous registration
Nov 30, 2016 to Jul 26, 2018factForm ADV
← JOSHUA PAUL WALSHEAdvisorregistration: previous registration
Mar 6, 2010 to Apr 13, 2018factForm ADV

Moved with (1)

→ SAVANT WEALTH MANAGEMENTRegistered adviser10 advisors, firm absorbed, same day
Aug 2, 2020 to Mar 16, 2020factForm ADV

Dated events

Occurred
Jul 24, 2013
Succession filed (Item 4)
Huber Financial Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:78c0707e-e6ac-450a-c7e1-2915d4b2954f
First observed: Jan 11, 2012
Last observed: Jun 25, 2020 75 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HUBER FINANCIAL

HUBER FINANCIAL ADVISORS, LLC, CRD 153747

LINCOLNSHIRE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:78c0707e-e6ac-450a-c7e1-2915d4b2954f

Data as of Jun 25, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:25 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BAER, MARGARET

CHIEF COMPLIANCE OFFICER

yes

03/2018

Mar 23, 2018

Jun 25, 2020

HUBER, DAVID, JOSEPH

CHIEF EXECUTIVE OFFICER

yes

04/2013

Jan 11, 2012

Jun 25, 2020

HUBER, PHILIP, ROBERT

CHIEF INVESTMENT OFFICER

yes

05/2015

May 13, 2015

Jun 25, 2020

MORRISON, ROBERT, EARL

President

yes

07/2013

Jul 24, 2013

Jun 25, 2020

CRUICKSHANK, EDWARD, HUNTER

WEALTH ADVISOR

08/2004

Mar 23, 2018

Jun 25, 2020

DOYLE, JOSEPH, PETER

WEALTH ADVISOR

07/2009

Jul 24, 2013

Jun 25, 2020

WITT, ROBERT, JAMES

WEALTH ADVISOR

08/2007

Mar 23, 2018

Jun 25, 2020

City

State

Country

Employees

Also broker-dealer

Chicago

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Mar 15, 2020

$1.5B

$1.4B

n/a

2018

Feb 12, 2019

$1.2B

n/a

2017

Mar 23, 2018

$1.2B

n/a

2016

Mar 23, 2017

$1.2B

$1.0B

n/a

2015

Mar 23, 2016

$965M

$837M

n/a

2014

Feb 6, 2015

$829M

$813M

n/a

2013

Mar 19, 2014

$785M

n/a

2012

Mar 25, 2013

n/a

2011

Mar 26, 2012

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$1.5B

$1.2B

22.5%

$1.2B

6.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SAVANT WEALTH MANAGEMENT

Aug 2, 2020

Mar 16, 2020

LINCOLNSHIRE, IL

Firm absorbed

RIA to RIA

100.0%