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RIA / WealthAdvisorCertified Financial Planner19 years in industry

JEREMY SETH JOSEPH

Advisor at SIMPLICITY WEALTH

Lincolnshire, IL | SUMMIT, NJ

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Search this name across graphsid dfx:ria:1acdb426-078a-7421-ea13-5bed82d80f8a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 1
On other graphs: 0
Observed: Jan 31, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SIMPLICITY WEALTH
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 30, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 10
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Jan 30, 2007
First registration: Jan 31, 2007
Dual registered: no
IAPD individual key: 5142468

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SIMPLICITY WEALTH	Mixed wealth	Dec 20, 2024	n/a	yes	SUMMIT, NJ\|Lincolnshire, IL	Current employment
SAVANT WEALTH MANAGEMENT	Independent wealth	Mar 3, 2020	Dec 6, 2024	no	LINCOLNSHIRE, IL\|ROCKFORD, IL	Previous registration
HUBER FINANCIAL	Former SEC adviser	Dec 19, 2018	Aug 2, 2020	no	LINCOLNSHIRE, IL	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	May 31, 2018	Dec 6, 2018	no	Northbrook, IL	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	May 31, 2018	Dec 6, 2018	no	Northbrook, IL	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Sep 28, 2016	May 29, 2018	no	HIGHLAND PARK, IL	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Nov 20, 2012	Aug 29, 2016	no	CHICAGO, IL	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Nov 20, 2012	Aug 29, 2016	no	Chicago, IL	Previous registration
MADISON AVENUE SECURITIES, LLC	Bd affiliated wealth	Mar 25, 2009	Nov 9, 2012	no	SKOKIE, IL	Previous registration
MADISON AVENUE ADVISORS, INC.	n/a	Mar 18, 2008	Mar 25, 2009	no	SKOKIE, IL	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jan 31, 2007	Mar 18, 2008	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SAVANT WEALTH MANAGEMENT	SIMPLICITY WEALTH	Dec 6, 2024	Dec 20, 2024	14	Firm change	Other
HUBER FINANCIAL	SAVANT WEALTH MANAGEMENT	Aug 2, 2020	Mar 3, 2020	-152	Firm change after gap	RIA to RIA
TD AMERITRADE, INC.	HUBER FINANCIAL	Dec 6, 2018	Dec 19, 2018	13	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Dec 6, 2018	May 31, 2018	-189	Bulk transfer	Other
STRATEGIC ADVISERS LLC	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	May 29, 2018	May 31, 2018	2	Firm change	Ibd to RIA
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Aug 29, 2016	Nov 20, 2012	-1,378	Channel change	Other
TD AMERITRADE, INC.	STRATEGIC ADVISERS LLC	Aug 29, 2016	Sep 28, 2016	30	Firm change	Other
MADISON AVENUE SECURITIES, LLC	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Nov 9, 2012	Nov 20, 2012	11	Firm change	Other
MADISON AVENUE ADVISORS, INC.	MADISON AVENUE SECURITIES, LLC	Mar 25, 2009	Mar 25, 2009	0	Bulk transfer	Other
AMERIPRISE FINANCIAL SERVICES, LLC	MADISON AVENUE ADVISORS, INC.	Mar 18, 2008	Mar 18, 2008	0	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
153747:107271:IL:2020-08-02	Aug 2, 2020	Mar 3, 2020	LINCOLNSHIRE, IL	Firm change after gap

Relationships

Registered with (9)

→ SIMPLICITY WEALTHRegistered adviserregistration: current employment
Dec 20, 2024 to presentfactForm ADV
→ SAVANT WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Mar 3, 2020 to Dec 6, 2024factForm ADV
→ HUBER FINANCIALRegistered adviserregistration: previous registration
Dec 19, 2018 to Aug 2, 2020factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 31, 2018 to Dec 6, 2018factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
May 31, 2018 to Dec 6, 2018factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Sep 28, 2016 to May 29, 2018factForm ADV
→ MADISON AVENUE SECURITIES, LLCRegistered adviserregistration: previous registration
Mar 25, 2009 to Nov 9, 2012factForm ADV
→ MADISON AVENUE ADVISORS, INC.Registered adviserregistration: previous registration
Mar 18, 2008 to Mar 25, 2009factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jan 31, 2007 to Mar 18, 2008factForm ADV

Dated events

Occurred
Dec 6, 2024
Advisor changed firm
Jeremy Seth Joseph left Savant Wealth Management for Simplicity Wealth (registered 2024-12-20)
Form ADVobserved 4 days ago