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Advisor at PUREWATER CAPITAL, LLC
FORT WORTH, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PUREWATER CAPITAL, LLC | Independent wealth | Aug 30, 2019 | n/a | yes | FORT WORTH, TX | Current employment |
| THE PACIFIC GROUP | Former SEC adviser | Sep 21, 2018 | Oct 1, 2019 | no | FORT WORTH, TX|LOS ANGELES, CA|FORT WORTH, TX | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 24, 2012 | Sep 24, 2018 | no | FORT WORTH, TX | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jul 12, 2007 | Mar 7, 2012 | no | FORT WORTH, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THE PACIFIC GROUP | PUREWATER CAPITAL, LLC | Oct 1, 2019 | Aug 30, 2019 | -32 | Firm change after gap | RIA to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | THE PACIFIC GROUP | Sep 24, 2018 | Sep 21, 2018 | -3 | Firm change | Wirehouse to new firm |
| EQUITABLE ADVISORS, LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Mar 7, 2012 | Feb 24, 2012 | -12 | Firm change | Ibd to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 297601:166154:TX:2019-10-01 | Oct 1, 2019 | Aug 30, 2019 | FORT WORTH, TX | Firm change after gap |