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J•••• P•••••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

J•••• P•••••• D••••

Advisor at P••••••

Melville, NY | SHELTON, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:78dc7fbb-a2b4-e16b-77da-031c5cbcf1cc

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 11, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••	Mixed wealth	May 24, 2021	n/a	yes	Melville, NY\|SHELTON, CT	Current employment
P•••••• I••••••••• P•••••••• L••	Former SEC adviser	May 24, 2021	Dec 31, 2021	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• I••••••••• P•••••••• L••	P••••••	Dec 31, 2021	May 24, 2021	-221	Firm change after gap	Other
P•••••• P••••••• G••••• L••	P•••••• I••••••••• P•••••••• L••	Jul 27, 2021

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
288244:288239:CT:2021-12-31	Dec 31, 2021	May 24, 2021	SHELTON, CT	Firm change after gap
126575:288244:NY:2021-07-27	Jul 27, 2021	May 24, 2021	MELVILLE, NY	Firm change after gap

Relationships

Registered with (3)

→ P••••••Registered adviserregistration: current employment
May 24, 2021 to presentfactForm ADV
→ P•••••• I••••••••• P•••••••• L••Registered adviserregistration: previous registration
May 24, 2021 to Dec 31, 2021factForm ADV
→ P•••••• P••••••• G••••• L••Registered adviserregistration: previous registration
Mar 11, 2016 to Jul 27, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:78dc7fbb-a2b4-e16b-77da-031c5cbcf1cc
First observed: Mar 11, 2016
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.