DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

James Thomas Stevenson

Advisor at EDWARD JONES

CLEARWATER, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:78eea5e6-f7a2-b697-d9f5-48e588af7a85

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 26, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EDWARD JONES
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 31, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Oct 31, 2011
First registration: Apr 26, 2013
Dual registered: yes, broker-dealer
Other names: James Thomas Stevenson|James Thomas Stevenson|James Thomas Stevenson|JAMES THOMAS STEVENSON
IAPD individual key: 2476658

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EDWARD JONES	National bd RIA	Jul 1, 2019	n/a	yes	CLEARWATER, FL	Current employment
LEVEL FOUR ADVISORY SERVICES	Bd affiliated wealth	May 20, 2015	Mar 4, 2019	no	OLDSMAR, FL\|DALLAS, TX\|Clearwater, FL	Previous registration
BB&T INVESTMENT SERVICES, INC.	Former SEC adviser	Jun 9, 2014	Feb 5, 2015	no	CHARLOTTE, NC\|TAMPA, FL	Previous registration
MORGAN STANLEY	Wirehouse	Apr 26, 2013	Feb 4, 2014	no	Tampa, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LEVEL FOUR ADVISORY SERVICES	EDWARD JONES	Mar 4, 2019	Jul 1, 2019	119	Firm change	Ibd to ibd
BB&T INVESTMENT SERVICES, INC.	LEVEL FOUR ADVISORY SERVICES	Feb 5, 2015	May 20, 2015	104	Firm change	Other
MORGAN STANLEY	BB&T INVESTMENT SERVICES, INC.	Feb 4, 2014	Jun 9, 2014	125	Firm change	Wirehouse to new firm

Relationships

Registered with (4)

→ EDWARD JONESRegistered adviserregistration: current employment
Jul 1, 2019 to presentfactForm ADV
→ LEVEL FOUR ADVISORY SERVICESRegistered adviserregistration: previous registration
May 20, 2015 to Mar 4, 2019factForm ADV
→ BB&T INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jun 9, 2014 to Feb 5, 2015factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Apr 26, 2013 to Feb 4, 2014factForm ADV

Dated events

No dated event names this entity yet.