This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

RBC SECURITIES, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2013earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S66

First exam

Dec 13, 2024

First registration

Dec 16, 2024

Dual registered

yes, broker-dealer

Other names

Ramon Jr Ramos

IAPD individual key

7434811

• Occurred

  Jun 1, 2026
  Advisor changed firm

  Ramon Ramos left Lpl Financial Llc for Rbc Securities, Inc. (registered 2026-06-10)

  Form ADVobserved 5 days ago
• Occurred

  Oct 20, 2025
  Advisor changed firm

  Ramon Ramos left D.A. Davidson & Co. for Lpl Financial Llc (registered 2025-10-14)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:78f07403-0664-854a-0e5b-a4521c8f10f4

First observed

Dec 16, 2024

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.