DFX Intelligence

P•••• J••• N••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor42 years in industry

P•••• J••• N••••

Advisor at T••••••••• W••••• A••••••• L••

ABIQUIU, NM

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Search this name across graphsid dfx:ria:79030b76-9d91-6276-1435-d6ac00ccce53

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 17, 1987 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••••• W••••• A••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 12, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••••• W••••• A••••••• L••	State registered	Feb 5, 2026	n/a	yes	ABIQUIU, NM	Current employment
M••••• G••••• A••••••• I•••	Independent wealth	Jan 8, 2016	Apr 4, 2017	no	Guilford, CT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• G••••• A••••••• I•••	T••••••••• W••••• A••••••• L••	Apr 4, 2017	Feb 5, 2026	3,229	Firm change after gap	Other
S••••• H••• C••••••• L••	M••••• G••••• A••••••• I•••	Dec 31, 2015	Jan 8, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
155402:147363:CT:2015-12-31	Dec 31, 2015	Jan 8, 2016	GUILFORD, CT	Firm change

Relationships

Registered with (5)

→ T••••••••• W••••• A••••••• L••Registered adviserregistration: current employment
Feb 5, 2026 to presentfactForm ADV
→ M••••• G••••• A••••••• I•••Registered adviserregistration: previous registration
Jan 8, 2016 to Apr 4, 2017factForm ADV
→ S••••• H••• C••••••• L••Registered adviserregistration: previous registration
Dec 6, 2010 to Dec 31, 2015factForm ADV
→ C••••••••• F•••••••• N••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:79030b76-9d91-6276-1435-d6ac00ccce53
First observed: Sep 17, 1987
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.