RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• J••• N••••
- T••••••••• W••••• A••••••• L•• state registered currentsince Feb 5, 2026 · Abiquiu, Nm
- M••••• G••••• A••••••• I••• independent RIAJan 8, 2016 to Apr 4, 2017 · Guilford, Ct
- S••••• H••• C••••••• L•• formerDec 6, 2010 to Dec 31, 2015 · Guilford, Ct
- C••••••••• F•••••••• N•••••• national BDJun 30, 2000 to Nov 8, 2010 · Milford, Ct
- F•••••••• F•••••••• G••••• I••• unclassifiedSep 17, 1987 to Mar 19, 2004 · F••••••••, Ct
- M••••• G••••• A••••••• I••• to T••••••••• W••••• A••••••• L••left Apr 4, 2017, registered Feb 5, 2026 (3229 days) · Other
- S••••• H••• C••••••• L•• to M••••• G••••• A••••••• I•••left Dec 31, 2015, registered Jan 8, 2016 (8 days) · Other · moved with a team
- C••••••••• F•••••••• N•••••• to S••••• H••• C••••••• L••left Nov 8, 2010, registered Dec 6, 2010 (28 days) · Other
- F•••••••• F•••••••• G••••• I••• to C••••••••• F•••••••• N••••••left Mar 19, 2004, registered Jun 30, 2000 (-1358 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address