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Advisor at BALLAST ADVISORS, LLC
Woodbury, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BALLAST ADVISORS, LLC | Independent wealth | Feb 2, 2017 | n/a | yes | Woodbury, MN | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Apr 22, 2010 | Feb 7, 2017 | no | MINNEAPOLIS, MN|ARDEN HILLS, MN | Previous registration |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Oct 14, 2005 | Sep 15, 2006 | no | SHOREVIEW, MN|SHOREVIEW, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | BALLAST ADVISORS, LLC | Feb 7, 2017 | Feb 2, 2017 | -5 | Firm change | Ibd to new firm |
| RBC CAPITAL MARKETS, LLC | AMERIPRISE FINANCIAL SERVICES, LLC | Sep 15, 2006 | Apr 22, 2010 | 1,315 | Firm change after gap | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6363:285991:MN:2017-02-03 | Feb 7, 2017 | Feb 2, 2017 | ARDEN HILLS, MN | Firm change |