DFX Intelligence
Reading the graph
Reading the graph
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Advisor at W••••••• F••••••••
Osprey, FL | ELMHURST, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W••••••• F•••••••• | Independent wealth | Jul 12, 2017 | n/a | yes | ELMHURST, IL|Osprey, FL | Current employment |
| G••••• F•••••••• P•••••• C••••••• I••• | Former SEC adviser | Oct 25, 2012 | Dec 31, 2017 | no | ELMHURST, IL|SARASOTA, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| G••••• F•••••••• P•••••• C••••••• I••• | W••••••• F•••••••• | Dec 31, 2017 | Jul 12, 2017 | -172 | Firm change after gap | Other |
| G•• S••••••••• I••• | G••••• F•••••••• P•••••• C••••••• I••• | Feb 27, 2008 | Oct 25, 2012 |
| G•• S••••••••• I••• | Bd affiliated wealth | Jan 15, 2008 | Feb 27, 2008 | no | ELMHURST, IL|PALM BEACH GARDENS, FL|PALM BEACH GARDENS, FL | Previous registration |
| C••••• A••••••• L•• | Former SEC adviser | Jul 18, 2007 | Jan 30, 2008 | no | GREENWOOD VILLAGE, CO|ELMHURST, IL | Previous registration |
| L••••• A••••••• S•••••••• I••• | n/a | Nov 14, 2006 | Jul 18, 2007 | no | ELMHURST, IL | Previous registration |
| B••••••••• P•••• S••••••••• I••• | n/a | May 12, 2005 | Nov 6, 2006 | no | OAK BROOK, IL|ELMHURST, IL | Previous registration |
| W••••••••• F•••••••• G••••• I••• | n/a | Oct 4, 2004 | May 9, 2005 | no | ELMHURST, IL | Previous registration |
| R•••••• O•• F••••••••• L•• | n/a | Dec 5, 2000 | Jul 13, 2005 | no | ELMHURST, IL | Previous registration |
| 1,702 |
| Firm change after gap |
| Other |
| C••••• A••••••• L•• | G•• S••••••••• I••• | Jan 30, 2008 | Jan 15, 2008 | -15 | Firm change | Other |
| L••••• A••••••• S•••••••• I••• | C••••• A••••••• L•• | Jul 18, 2007 | Jul 18, 2007 | 0 | Firm change | Other |
| B••••••••• P•••• S••••••••• I••• | L••••• A••••••• S•••••••• I••• | Nov 6, 2006 | Nov 14, 2006 | 8 | Firm change | Other |
| R•••••• O•• F••••••••• L•• | W••••••••• F•••••••• G••••• I••• | Jul 13, 2005 | Oct 4, 2004 | -282 | Firm change after gap | Other |
| W••••••••• F•••••••• G••••• I••• | B••••••••• P•••• S••••••••• I••• | May 9, 2005 | May 12, 2005 | 3 | Firm change | Other |