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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

WEST BASIN CAPITAL MANAGEMENT, LLC

CRD 331590

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7913a0b4-2ac7-40d4-e89c-74cf585df795

Data as of Jun 26, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jun 26, 2024 to Jun 26, 2024
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 4
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Individual clients: 0
High net worth clients: 0
SEC number: 801-130765
CRD: 331590
Filings on the tape: 1
First filed: Jun 26, 2024
Latest filed: Jun 26, 2024
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CAPULA INVESTMENT US LP	Member	C	yes	04/2024	Jun 26, 2024	Jun 26, 2024
CAPULA MANAGEMENT LIMITED	Shareholder	E	yes	12/2009	Jun 26, 2024	Jun 26, 2024
CAPULA MANAGEMENT US LLC	GENERAL PARTNER	E	yes	12/2009	Jun 26, 2024	Jun 26, 2024
DEAN, NATHANIEL, ROLAND	CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND MANAGER	E	yes	12/2023	Jun 26, 2024	Jun 26, 2024
HUO, YAN, NMN	Shareholder	C	yes	10/2005	Jun 26, 2024	Jun 26, 2024
KATZ, OREN, (NMN)	CHIEF OPERATING OFFICER	Na	yes	06/2024	Jun 26, 2024	Jun 26, 2024
ZIMMERMAN, DAVID, LEWIS	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	Na	yes	06/2024	Jun 26, 2024	Jun 26, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CAPULA INVESTMENT US LP	n/a	Asset manager	$137B	Y	no	n/a
CAPULA INVESTMENT MANAGEMENT ASIA LIMITED	n/a	n/a	n/a	N	yes	n/a
CAPULA GENERAL PARTNER LIMITED	n/a	n/a	n/a	N	yes	n/a
CAPULA INVESTMENT JAPAN LIMITED	n/a	n/a	n/a	N	yes	n/a
CAPULA INVESTMENT MANAGEMENT LLP	n/a	n/a	n/a	N	yes	n/a
CAPULA INVESTMENT MANAGEMENT SINGAPORE PTE.LTD.	n/a	n/a	n/a	N	yes	n/a
CAPULA MANAGEMENT LIMITED	n/a	n/a	n/a	Y	no	n/a
CAPULA MANAGEMENT US LLC	n/a	n/a	n/a	Y	no	n/a
MONTEC SECURITIES LLC	n/a	n/a	n/a	N	yes	n/a
WEST BASIN CAPITAL PARTNERS, LLC	n/a	n/a	n/a	Y	yes	n/a

Relationships

Affiliated with (1)

→ CAPULA INVESTMENT US LPRegistered adviserother investment adviser, bank, control
factForm ADV

Controls (7)

← CAPULA INVESTMENT US LPOwnerMEMBER, ownership code C, domestic entity
Jun 26, 2024 to presentfactForm ADV
← CAPULA MANAGEMENT LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Jun 26, 2024 to presentfactForm ADV
← KATZ, OREN, (NMN)OwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Jun 26, 2024 to presentfactForm ADV
← ZIMMERMAN, DAVID, LEWISOwnerGENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 26, 2024 to presentfactForm ADV
← HUO, YAN, NMNOwnerSHAREHOLDER, ownership code C, individual
Jun 26, 2024 to presentfactForm ADV
← DEAN, NATHANIEL, ROLANDOwnerCHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND MANAGER, ownership code E, individual
Jun 26, 2024 to presentfactForm ADV
← CAPULA MANAGEMENT US LLCOwnerGENERAL PARTNER, ownership code E, domestic entity
Jun 26, 2024 to presentfactForm ADV

Dated events

Occurred
Jun 26, 2024
First Form ADV filing
West Basin Capital Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7913a0b4-2ac7-40d4-e89c-74cf585df795
First observed: Jun 26, 2024
Last observed: Jun 26, 2024 27 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WEST BASIN CAPITAL MANAGEMENT, LLC

CRD 331590

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7913a0b4-2ac7-40d4-e89c-74cf585df795

Data as of Jun 26, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:03 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CAPULA INVESTMENT US LP

Member

yes

04/2024

Jun 26, 2024

CAPULA MANAGEMENT LIMITED

Shareholder

yes

12/2009

Jun 26, 2024

CAPULA MANAGEMENT US LLC

GENERAL PARTNER

yes

12/2009

Jun 26, 2024

DEAN, NATHANIEL, ROLAND

CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND MANAGER

yes

12/2023

Jun 26, 2024

HUO, YAN, NMN

Shareholder

yes

10/2005

Jun 26, 2024

KATZ, OREN, (NMN)

CHIEF OPERATING OFFICER

yes

06/2024

Jun 26, 2024

ZIMMERMAN, DAVID, LEWIS

GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER

yes

06/2024

Jun 26, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CAPULA INVESTMENT US LP

n/a

Asset manager

$137B

n/a

CAPULA INVESTMENT MANAGEMENT ASIA LIMITED

n/a

yes

n/a

CAPULA GENERAL PARTNER LIMITED

n/a

yes

n/a

CAPULA INVESTMENT JAPAN LIMITED

n/a

yes

n/a

CAPULA INVESTMENT MANAGEMENT LLP

n/a

yes

n/a

CAPULA INVESTMENT MANAGEMENT SINGAPORE PTE.LTD.

n/a

yes

n/a

CAPULA MANAGEMENT LIMITED

n/a

CAPULA MANAGEMENT US LLC

n/a

MONTEC SECURITIES LLC

n/a

yes

n/a

WEST BASIN CAPITAL PARTNERS, LLC

n/a

yes

n/a