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RIA / WealthRegistered adviserasset managerSEC registeredRAUM over $100B

CAPULA INVESTMENT US LP

CRD 157589

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:abecfbc0-95d4-69d5-c93c-02b896f6acf0

Data as of Jun 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 8
On other graphs: 0
Observed: Feb 8, 2012 to Jun 8, 2026
31 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=2.0
Regulatory AUM: $137BItem 5.F on the latest filing (2026-06-08); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $137B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 80
Advisory employees: 51
Offices: 5Schedule D 1.F, beyond the principal office
Accounts: 8
Custody, client assets: $34B
SEC number: 801-73189
CIK: 1633019
CRD: 157589
Filings on the tape: 31
First filed: Feb 8, 2012
Latest filed: Jun 8, 2026
Organised: Limited Partnership, DE
Website: capulaglobal.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BARNETT, MARK, JASON	DIRECTOR OF GENERAL PARTNER	Na	yes	08/2022	Feb 5, 2024	Mar 29, 2024
CAPULA MANAGEMENT LIMITED	Shareholder	E	yes	12/2009	Mar 31, 2021	Mar 29, 2024
CAPULA MANAGEMENT US LLC	GENERAL PARTNER	E	yes	12/2009	Feb 8, 2012	Mar 29, 2024
HUO, YAN, NMN	Shareholder	C	yes	10/2005	Feb 8, 2012	Mar 29, 2024
ABRAMOV, IGOR	CHIEF COMPLIANCE OFFICER	Na	no	07/2012	Aug 10, 2012	Mar 29, 2024
Perry, Rania, Christine	CHIEF EXECUTIVE OF CAPULA NEW YORK	Na	no	10/2023	Oct 16, 2023	Mar 29, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CAPULA INVESTMENT MANAGEMENT ASIA LIMITED	n/a	n/a	n/a	N	yes	n/a
CAPULA GENERAL PARTNER LIMITED	n/a	n/a	n/a	N	yes	n/a
CAPULA INVESTMENT JAPAN LIMITED	n/a	n/a	n/a	N	yes	n/a
CAPULA INVESTMENT MANAGEMENT LLP	n/a	n/a	n/a	N	yes	n/a
CAPULA INVESTMENT MANAGEMENT SINGAPORE PTE.LTD.	n/a	n/a	n/a	N	yes	n/a
CAPULA MANAGEMENT LIMITED	n/a	n/a	n/a	Y	no	n/a
CAPULA MANAGEMENT US LLC	n/a	n/a	n/a	Y	no	n/a
MONTEC SECURITIES LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
MIAMI BEACH	FL	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 14 of 15

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$137B	$137B	80	51	1	n/a	n/a
2024	Mar 31, 2025	$78B	$78B	60	33	1	n/a	n/a
2023	Mar 29, 2024	$101B	$101B	43	15	1	n/a	n/a
2022	Mar 31, 2023	$75B	$75B	41	17	0	n/a	n/a
2021	Mar 31, 2022	$118B	$118B	41	21	1	n/a	n/a
2020	Mar 31, 2021	$82B	$82B	36	18	1	n/a	n/a
2019	Mar 31, 2020	$106B	$106B	29	14	1	n/a	n/a
2018	Mar 31, 2019	$75B	$75B	26	15	1	n/a	n/a
2017	Mar 28, 2018	$57B	$57B	23	14	0	n/a	n/a
2016	Mar 31, 2017	$46B	$46B	18	9	n/a	n/a	n/a
2015	Mar 30, 2016	$33B	$33B	18	11	n/a	n/a	n/a
2014	Mar 30, 2015	$36B	$36B	11	5	n/a	n/a	n/a
2013	Mar 28, 2014	$22B	$22B	14	7	n/a	n/a	n/a
2012	Mar 28, 2013	$23B	$23B	13	7	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$137B	$78B	75.4%	$75B	22.3%	80	60	5	1

Relationships

Affiliated with (1)

← WEST BASIN CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, bank, control
factForm ADV

Controls (4)

← CAPULA MANAGEMENT LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Mar 31, 2021 to Mar 29, 2024factForm ADV
← HUO, YAN, NMNOwnerSHAREHOLDER, ownership code C, individual
Feb 8, 2012 to Mar 29, 2024factForm ADV
← BARNETT, MARK, JASONOwnerDIRECTOR OF GENERAL PARTNER, ownership code NA, individual
Feb 5, 2024 to Mar 29, 2024factForm ADV
← CAPULA MANAGEMENT US LLCOwnerGENERAL PARTNER, ownership code E, domestic entity
Feb 8, 2012 to Mar 29, 2024factForm ADV

Owns (2)

← ABRAMOV, IGOROwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 10, 2012 to Mar 29, 2024factForm ADV
← Perry, Rania, ChristineOwnerCHIEF EXECUTIVE OF CAPULA NEW YORK, ownership code NA, individual
Oct 16, 2023 to Mar 29, 2024factForm ADV

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
Capula Investment Us Lp reported RAUM $137.4B, up 75% from $78.4B (2026-02-26 to 2026-03-31)
Form ADVobserved 4 days ago
$59.1B
Occurred
Mar 29, 2024
Regulatory AUM changed
Capula Investment Us Lp reported RAUM $101.1B, up 35% from $75.1B (2024-02-05 to 2024-03-29)
Form ADVobserved 4 days ago
$26.0B
Occurred
Feb 5, 2024
Control person joined
Jason Mark Barnett (Director Of General Partner) appeared on Schedule A of Capula Investment Us Lp
Form ADVobserved 4 days ago
Occurred
Mar 31, 2023
Regulatory AUM changed
Capula Investment Us Lp reported RAUM $75.1B, down 37% from $118.4B (2023-03-03 to 2023-03-31)
Form ADVobserved 4 days ago
$-43.3B
Occurred
Mar 3, 2023
Control person left
Piyush Bharti (Partner, Senior Portfolio Manager) no longer on Schedule A of Capula Investment Us Lp (listed 2022-03-31, absent 2023-03-03)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2022
Regulatory AUM changed
Capula Investment Us Lp reported RAUM $118.4B, up 44% from $82.1B (2021-08-26 to 2022-03-31)
Form ADVobserved 4 days ago
$36.2B
Occurred
Mar 31, 2020
Regulatory AUM changed
Capula Investment Us Lp reported RAUM $106.0B, up 42% from $74.5B (2019-08-09 to 2020-03-31)
Form ADVobserved 4 days ago
$31.4B
Occurred
Mar 31, 2019
Regulatory AUM changed
Capula Investment Us Lp reported RAUM $74.5B, up 32% from $56.6B (2018-03-28 to 2019-03-31)
Form ADVobserved 4 days ago
$17.9B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:abecfbc0-95d4-69d5-c93c-02b896f6acf0
First observed: Feb 8, 2012
Last observed: Jun 8, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CAPULA INVESTMENT US LP

CRD 157589

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:abecfbc0-95d4-69d5-c93c-02b896f6acf0

Data as of Jun 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:23 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BARNETT, MARK, JASON

DIRECTOR OF GENERAL PARTNER

yes

08/2022

Feb 5, 2024

Mar 29, 2024

CAPULA MANAGEMENT LIMITED

Shareholder

yes

12/2009

Mar 31, 2021

Mar 29, 2024

CAPULA MANAGEMENT US LLC

GENERAL PARTNER

yes

12/2009

Feb 8, 2012

Mar 29, 2024

HUO, YAN, NMN

Shareholder

yes

10/2005

Feb 8, 2012

Mar 29, 2024

ABRAMOV, IGOR

CHIEF COMPLIANCE OFFICER

07/2012

Aug 10, 2012

Mar 29, 2024

Perry, Rania, Christine

CHIEF EXECUTIVE OF CAPULA NEW YORK

10/2023

Oct 16, 2023

Mar 29, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CAPULA INVESTMENT MANAGEMENT ASIA LIMITED

n/a

yes

n/a

CAPULA GENERAL PARTNER LIMITED

n/a

yes

n/a

CAPULA INVESTMENT JAPAN LIMITED

n/a

yes

n/a

CAPULA INVESTMENT MANAGEMENT LLP

n/a

yes

n/a

CAPULA INVESTMENT MANAGEMENT SINGAPORE PTE.LTD.

n/a

yes

n/a

CAPULA MANAGEMENT LIMITED

n/a

CAPULA MANAGEMENT US LLC

n/a

MONTEC SECURITIES LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

MIAMI BEACH

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$137B

n/a

2024

Mar 31, 2025

$78B

n/a

2023

Mar 29, 2024

$101B

n/a

2022

Mar 31, 2023

$75B

n/a

2021

Mar 31, 2022

$118B

n/a

2020

Mar 31, 2021

$82B

n/a

2019

Mar 31, 2020

$106B

n/a

2018

Mar 31, 2019

$75B

n/a

2017

Mar 28, 2018

$57B

n/a

2016

Mar 31, 2017

$46B

n/a

2015

Mar 30, 2016

$33B

n/a

2014

Mar 30, 2015

$36B

n/a

2013

Mar 28, 2014

$22B

n/a

2012

Mar 28, 2013

$23B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$137B

$78B

75.4%

$75B

22.3%