DFX Intelligence

D••••• W• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

D••••• W• N•••••

Advisor at A••••••••• F•••••••• S•••••••• L••

Spicer, MN | Willmar, MN

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Search this name across graphsid dfx:ria:7914f05c-d1af-4c85-d729-43e1684f5ab8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 30, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Nov 8, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Aug 7, 2020	n/a	yes	Spicer, MN\|Willmar, MN	Current employment
S••• L••• • C••••••	State registered	Mar 11, 2019	Jun 17, 2019	no	MISSOULA, MT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••• L••• • C••••••	A••••••••• F•••••••• S•••••••• L••	Jun 17, 2019	Aug 7, 2020	417	Firm change after gap	Other
P••••••• C•••••• A••••••• C•••••••••	S••• L••• • C••••••	Sep 28, 2018	Mar 11, 2019

Relationships

Registered with (5)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Aug 7, 2020 to presentfactForm ADV
→ S••• L••• • C••••••Registered adviserregistration: previous registration
Mar 11, 2019 to Jun 17, 2019factForm ADV
→ P••••••• C•••••• A••••••• C•••••••••Registered adviserregistration: previous registration
Apr 18, 2018 to Sep 28, 2018factForm ADV
→ C•••••• S••••• • C••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7914f05c-d1af-4c85-d729-43e1684f5ab8
First observed: Jul 30, 2013
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.