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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

FORTIUS FINANCIAL ADVISORS, LLC

CRD 128060

SALT LAKE CITY, UT

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Search this name across graphsid dfx:ria:791ea202-a38f-dfb2-0181-e9950a89f720

Data as of Jul 24, 2015 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 0
On other graphs: 1
Observed: Feb 29, 2012 to Jul 24, 2015
11 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Fortius Financial Advisors, LLC

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $55.1MItem 5.F on the latest filing (2015-07-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $53.8M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $13.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 5
Accounts: 345
Private funds: 4Schedule D 7.B(1)
Private fund GAV: $7.1Mgross asset value as reported per fund; never fund size
Custody, client assets: $7.1M
SEC number: 801-71571
CRD: 128060
Filings on the tape: 11
First filed: Feb 29, 2012
Latest filed: Jul 24, 2015
Organised: Limited Liability Company, Utah

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JEFF MICHAEL BOLLINGER	n/a	SALT LAKE CITY, UT	23	32	2	no
ROBERTO G BUCHANAN	n/a	SALT LAKE CITY, UT	22	25	1	no
JARED MARSHALL CLAYTON	n/a	SALT LAKE CITY, UT	16	26	5	no
JEANNE MARIE DEITZ	n/a	SALT LAKE CITY, UT	11	30	n/a	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
FORTIUS STRUCTURED NOTES FUND, LP	Hedge Fund	$4.7M	Jul 24, 2015	47	Feb 29, 2012	reported	n/a
NUVO VENTURES, LLC	Private Equity Fund	$1.9M	Jul 24, 2015	29	Apr 1, 2014	reported	021-143099
ILUX CAPTIAL FUND, LP	Private Equity Fund	$353,418	Jul 24, 2015	10	Oct 10, 2012	reported	021-175273
ILUX SECONDARY MARKET FUND, LP	Private Equity Fund	$149,579	Jul 24, 2015	24	Oct 10, 2012	reported	021-177271

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BOLLINGER INVESTMENTS, INC.	Owner	E	yes	09/2007	Feb 29, 2012	Jul 24, 2015
BOLLINGER, JEFF, MICHAEL	PRESIDENT/OWNER	E	yes	10/2007	Feb 29, 2012	Jul 24, 2015
BOLLINGER, JEFF, MICHAEL	MEMBER/CHIEF INVESTMENT OFFICER	Na	yes	09/2007	Feb 29, 2012	Jul 24, 2015
DEITZ, JEANNE, MARIE	CHIEF COMPLIANCE OFFICER	A	yes	03/2013	Feb 29, 2012	Jul 24, 2015
DVORKIN, MICHAEL, MARK	Manager	Na	yes	05/2010	Feb 29, 2012	Jul 24, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BLUE MOUNTAIN REALTY FKA INTERSTATE REALTY BROKERS	n/a	n/a	n/a	N	no	n/a
CITIUS WEALTH, LLC	n/a	n/a	n/a	Y	no	n/a
TRASH TO CASH, LLC	n/a	n/a	n/a	Y	no	n/a
WOMEN'S ADVISORY GROUP, LLC	n/a	n/a	n/a	Y	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
CORAL GABLE	FL	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Jul 24, 2015	$55.1M	$53.8M	6	5	n/a	4	$7.1M
2013	Apr 1, 2014	$67.9M	$66.9M	7	6	n/a	4	$7.1M
2012	Mar 28, 2013	$67.7M	$66.7M	7	6	n/a	3	$5.9M
2011	Feb 29, 2012	$53.5M	$53.1M	n/a	n/a	n/a	1	$4.6M

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$55.1M	$67.9M	-18.9%	$53.5M	1.0%	6	7	n/a	n/a

Relationships

Advises (4)

→ NUVO VENTURES, LLCPrivate fundPrivate Equity Fund, IA
Apr 1, 2014 to presentfactForm ADV
→ ILUX SECONDARY MARKET FUND, LPPrivate fundPrivate Equity Fund, IA
Oct 10, 2012 to presentfactForm ADV
→ ILUX CAPTIAL FUND, LPPrivate fundPrivate Equity Fund, IA
Oct 10, 2012 to presentfactForm ADV
→ FORTIUS STRUCTURED NOTES FUND, LPPrivate fundHedge Fund, IA
Feb 29, 2012 to presentfactForm ADV

Controls (4)

← BOLLINGER, JEFF, MICHAELOwnerPRESIDENT/OWNER, ownership code E, individual
Feb 29, 2012 to presentfactForm ADV
← DVORKIN, MICHAEL, MARKOwnerMANAGER, ownership code NA, individual
Feb 29, 2012 to presentfactForm ADV
← DEITZ, JEANNE, MARIEOwnerCHIEF COMPLIANCE OFFICER, ownership code A, individual
Feb 29, 2012 to presentfactForm ADV
← BOLLINGER INVESTMENTS, INC.OwnerOWNER, ownership code E, domestic entity
Feb 29, 2012 to presentfactForm ADV

Registered with (9)

← JEANNE MARIE DEITZAdvisorregistration: current employment
Jul 20, 2015 to presentfactForm ADV
← JARED MARSHALL CLAYTONAdvisorregistration: previous registration
Jan 23, 2008 to Aug 20, 2008factForm ADV
← ROBERTO G BUCHANANAdvisorregistration: current employment
Jun 9, 2004 to presentfactForm ADV
← JEFF MICHAEL BOLLINGERAdvisorregistration: current employment
Aug 27, 2003 to presentfactForm ADV
← MICHAEL MARK DVORKINAdvisorregistration: previous registration
Aug 27, 2010 to Mar 31, 2021factForm ADV
← DAREN SPENCER WRIGHTAdvisorregistration: previous registration
Jun 9, 2004 to Dec 1, 2014factForm ADV
← RYAN CHRISTIAN O'SHEAAdvisorregistration: previous registration
Dec 14, 2009 to Jul 3, 2014factForm ADV
← RICHARD DARREN SIMONSAdvisorregistration: previous registration
Jun 9, 2004 to Dec 6, 2006factForm ADV
← RONALD TODD SPERRYAdvisorregistration: previous registration
May 27, 2004 to Oct 10, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:791ea202-a38f-dfb2-0181-e9950a89f720
First observed: Feb 29, 2012
Last observed: Jul 24, 2015 135 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FORTIUS FINANCIAL ADVISORS, LLC

CRD 128060

SALT LAKE CITY, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:791ea202-a38f-dfb2-0181-e9950a89f720

Data as of Jul 24, 2015 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:08 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JEFF MICHAEL BOLLINGER

n/a

SALT LAKE CITY, UT

ROBERTO G BUCHANAN

n/a

SALT LAKE CITY, UT

JARED MARSHALL CLAYTON

n/a

SALT LAKE CITY, UT

JEANNE MARIE DEITZ

n/a

SALT LAKE CITY, UT

n/a

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

FORTIUS STRUCTURED NOTES FUND, LP

Hedge Fund

$4.7M

Jul 24, 2015

Feb 29, 2012

reported

n/a

NUVO VENTURES, LLC

Private Equity Fund

$1.9M

Jul 24, 2015

Apr 1, 2014

reported

021-143099

ILUX CAPTIAL FUND, LP

Private Equity Fund

$353,418

Jul 24, 2015

Oct 10, 2012

reported

021-175273

ILUX SECONDARY MARKET FUND, LP

Private Equity Fund

$149,579

Jul 24, 2015

Oct 10, 2012

reported

021-177271

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BOLLINGER INVESTMENTS, INC.

Owner

yes

09/2007

Feb 29, 2012

Jul 24, 2015

BOLLINGER, JEFF, MICHAEL

PRESIDENT/OWNER

yes

10/2007

Feb 29, 2012

Jul 24, 2015

BOLLINGER, JEFF, MICHAEL

MEMBER/CHIEF INVESTMENT OFFICER

yes

09/2007

Feb 29, 2012

Jul 24, 2015

DEITZ, JEANNE, MARIE

CHIEF COMPLIANCE OFFICER

yes

03/2013

Feb 29, 2012

Jul 24, 2015

DVORKIN, MICHAEL, MARK

Manager

yes

05/2010

Feb 29, 2012

Jul 24, 2015

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BLUE MOUNTAIN REALTY FKA INTERSTATE REALTY BROKERS

n/a

CITIUS WEALTH, LLC

n/a

TRASH TO CASH, LLC

n/a

WOMEN'S ADVISORY GROUP, LLC

n/a

City

State

Country

Employees

Also broker-dealer

CORAL GABLE

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Jul 24, 2015

$55.1M

$53.8M

n/a

$7.1M

2013

Apr 1, 2014

$67.9M

$66.9M

n/a

$7.1M

2012

Mar 28, 2013

$67.7M

$66.7M

n/a

$5.9M

2011

Feb 29, 2012

$53.5M

$53.1M

n/a

$4.6M

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$55.1M

$67.9M

-18.9%

$53.5M

1.0%

n/a