DFX Intelligence

R••• C•••••••• O•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

R••• C•••••••• O•••••

Advisor at C••••••••• A•••• M••••••••• L••

SALT LAKE CITY, UT

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Search this name across graphsid dfx:ria:791b2822-0a51-69e5-f97e-0391fa686f7c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 21, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• A•••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 29, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• A•••• M••••••••• L••	State registered	Aug 28, 2018	n/a	yes	SALT LAKE CITY, UT	Current employment
A•••••• I••••••••• A•••••••• L••	Former SEC adviser	Feb 27, 2017	Aug 13, 2018	no	Salt Lake City, UT\|IDAHO FALLS, ID\|Salt Lake City, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• I••••••••• A•••••••• L••	C••••••••• A•••• M••••••••• L••	Aug 13, 2018	Aug 28, 2018	15	Firm change	RIA to state RIA
G•••• F••••••••	A•••••• I••••••••• A•••••••• L••	Feb 23, 2017	Feb 27, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
157314:153036:UT:2018-08-13	Aug 13, 2018	Aug 28, 2018	SALT LAKE CITY, UT	Firm change
170354:157314:UT:2017-02-23	Feb 23, 2017	Feb 27, 2017	SALT LAKE CITY, UT	Firm change

Relationships

Registered with (5)

→ C••••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Aug 28, 2018 to presentfactForm ADV
→ A•••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 27, 2017 to Aug 13, 2018factForm ADV
→ G•••• F••••••••Registered adviserregistration: previous registration
Apr 1, 2014 to Feb 23, 2017factForm ADV
→ F•••••• F•••••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:791b2822-0a51-69e5-f97e-0391fa686f7c
First observed: Jan 21, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.