DFX Intelligence

D•••• S•••••• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst29 years in industry

D•••• S•••••• B•••••••

Advisor at T••••• P••••••• L••

WYNDMOOR, PA | DEDHAM, MA

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Search this name across graphsid dfx:ria:792129db-6ba3-0687-1d33-55622d3783c1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Apr 2, 2004 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

D•••• S•••••• B•••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 11, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••• P••••••• L••	Independent wealth	Jul 11, 2022	n/a	yes	DEDHAM, MA\|WYNDMOOR, PA	Current employment
R•••• C••••••• L••	Former SEC adviser	Dec 9, 2010	Dec 31, 2021	no	BOSTON, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••• C••••••• L••	T••••• P••••••• L••	Dec 31, 2021	Jul 11, 2022	192	Firm change	RIA to RIA
S••••• B•••••	R•••• C••••••• L••	Jun 10, 2005	Dec 9, 2010

Relationships

Registered with (3)

→ T••••• P••••••• L••Registered adviserregistration: current employment
Jul 11, 2022 to presentfactForm ADV
→ R•••• C••••••• L••Registered adviserregistration: previous registration
Dec 9, 2010 to Dec 31, 2021factForm ADV
→ S••••• B•••••Registered adviserregistration: previous registration
Apr 2, 2004 to Jun 10, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:792129db-6ba3-0687-1d33-55622d3783c1
First observed: Apr 2, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.