This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.7 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$700MItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$698M

Private client RAUM

$493MderivedItem 5.D individuals plus high net worth individuals

Private client share

70%derivedprivate client RAUM over total RAUM

Advisors on IAPD

7

RAUM per advisor

$99.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

10

Advisory employees

6

Offices

0Schedule D 1.F, beyond the principal office

Accounts

185

Individual clients

145

High net worth clients

31

Custody, client assets

$124M

SEC number

801-33701

CIK

1352526

CRD

105039

Filings on the tape

19

First filed

Mar 29, 2012

Latest filed

Mar 27, 2026

Organised

Corporation, CT

• Occurred

  Mar 24, 2021
  Control person joined

  Charles Kevin Quiros (Vice President) appeared on Schedule A of Hfm Wealth Management

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:7923b636-a85c-bf86-d711-91691c53b8bf

First observed

Mar 29, 2012

Last observed

Mar 27, 2026 5 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.