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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst15 years in industry

JAMES RYAN REYNOLDS

Advisor at HFM WEALTH MANAGEMENT

WEST HARTFORD, CT

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Search this name across graphsid dfx:ria:6c907663-3f2e-e8da-3dfe-6e360e7c7882

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 1, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HFM WEALTH MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 31, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Analyst
Exams: S66
First exam: May 31, 2011
First registration: Jun 1, 2011
Dual registered: no
Other names: JAMES REYNOLDS
IAPD individual key: 5075347

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HFM WEALTH MANAGEMENT	Independent wealth	Jan 27, 2020	n/a	yes	WEST HARTFORD, CT	Current employment
GANIM PRIVATE WEALTH	Mixed wealth	Mar 29, 2017	Sep 5, 2019	no	SHELTON, CT	Previous registration
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Apr 18, 2016	Mar 29, 2017	no	BRIDGEPORT, CT	Previous registration
NFP ADVISOR SERVICES, LLC	Former SEC adviser	Sep 27, 2012	Sep 22, 2016	no	Shelton, CT	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 1, 2011	Sep 18, 2012	no	Cheshire, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GANIM PRIVATE WEALTH	HFM WEALTH MANAGEMENT	Sep 5, 2019	Jan 27, 2020	144	Firm change	RIA to RIA
KESTRA ADVISORY SERVICES, LLC	GANIM PRIVATE WEALTH	Mar 29, 2017	Mar 29, 2017	0	Firm change	Other
NFP ADVISOR SERVICES, LLC	KESTRA ADVISORY SERVICES, LLC	Sep 22, 2016	Apr 18, 2016	-157	Bulk transfer	Other
AMERIPRISE FINANCIAL SERVICES, LLC	NFP ADVISOR SERVICES, LLC	Sep 18, 2012	Sep 27, 2012	9	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
283330:285679:CT:2017-03-24	Mar 29, 2017	Mar 29, 2017	BRIDGEPORT, CT	Firm change

Relationships

Registered with (5)

→ HFM WEALTH MANAGEMENTRegistered adviserregistration: current employment
Jan 27, 2020 to presentfactForm ADV
→ GANIM PRIVATE WEALTHRegistered adviserregistration: previous registration
Mar 29, 2017 to Sep 5, 2019factForm ADV
→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Apr 18, 2016 to Mar 29, 2017factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
Sep 27, 2012 to Sep 22, 2016factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jun 1, 2011 to Sep 18, 2012factForm ADV

Dated events

No dated event names this entity yet.