DFX Intelligence

S••• M•••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)27 years in industry

S••• M•••• M••••

Advisor at E•••••• A••••••• G••••• L••

GREENWOOD VILLAGE, CO | Tampa, FL

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Search this name across graphsid dfx:ria:793668a2-72d9-f211-ff07-ec4f1a7a8d59

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 7, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• A••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 19, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• A••••••• G••••• L••	Bd affiliated wealth	Apr 23, 2024	n/a	yes	Tampa, FL\|GREENWOOD VILLAGE, CO	Current employment
M••••• S••••••	Wirehouse	Sep 5, 2023	Feb 22, 2024	no	Tampa, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	E•••••• A••••••• G••••• L••	Feb 22, 2024	Apr 23, 2024	61	Firm change	Wirehouse to ibd
E•••••• C•••••• M••••••••• L••	M••••• S••••••	Sep 5, 2023	Sep 5, 2023

Relationships

Registered with (5)

→ E•••••• A••••••• G••••• L••Registered adviserregistration: current employment
Apr 23, 2024 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Sep 5, 2023 to Feb 22, 2024factForm ADV
→ E•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 23, 2020 to Sep 5, 2023factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

Occurred
Feb 22, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:793668a2-72d9-f211-ff07-ec4f1a7a8d59
First observed: Jun 7, 1999
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.