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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
PLYMOUTH, MN | LARKSPUR, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Aug 3, 2022 | n/a | yes | LARKSPUR, CA|PLYMOUTH, MN | Current employment |
| TITUS WEALTH MANAGEMENT | Former SEC adviser | Nov 13, 2017 | Sep 1, 2022 | no | Larkspur, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Sep 14, 2007 | Nov 10, 2017 | no | CORTE MADERA, CA|SAN FRANCISCO, CA|SAN RAFAEL, CA | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | May 15, 2002 | Sep 18, 2007 | no | CORTE MADERA, CA|FAIRFAX, CA|TIBURON, CA|NOVATO, CA|SAN RAFAEL, CA|SAN RAFAEL, CA|SAUSALITO, CA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Aug 12, 1999 | May 24, 2002 | no | SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TITUS WEALTH MANAGEMENT | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Sep 1, 2022 | Aug 3, 2022 | -29 | Firm change | RIA to ibd |
| WELLS FARGO ADVISORS | TITUS WEALTH MANAGEMENT | Nov 10, 2017 | Nov 13, 2017 | 3 | Firm change | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | WELLS FARGO ADVISORS | Sep 18, 2007 | Sep 14, 2007 | -4 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | BANC OF AMERICA INVESTMENT SERVICES, INC. | May 24, 2002 | May 15, 2002 | -9 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 136970:116407:CA:2022-09-01 | Sep 1, 2022 | Aug 3, 2022 | LARKSPUR, CA | Firm change |