DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
M. Scot Lance
Feed of 09/14/2026
Also filed as Scot Lance
At current firm
4 y
since Aug 3, 2022
In the industry
33 y
since Oct 9, 1992 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Wealth Enhancement Advisory Services, LLC BD affiliated currentsince Aug 3, 2022 · Larkspur, Ca
- Titus Wealth Management formerNov 13, 2017 to Sep 1, 2022 · Larkspur, Ca
- Wells Fargo Advisors wirehouseSep 14, 2007 to Nov 10, 2017 · Corte Madera, Ca
- Banc Of America Investment Services, Inc. unclassifiedMay 15, 2002 to Sep 18, 2007 · Corte Madera, Ca
- UBS Financial Services Inc. wirehouseAug 12, 1999 to May 24, 2002 · San Francisco, Ca
Moves
a registration end followed by a registration begin elsewhere
- Titus Wealth Management to Wealth Enhancement Advisory Services, LLCleft Sep 1, 2022, registered Aug 3, 2022 (-29 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Wells Fargo Advisors to Titus Wealth Managementleft Nov 10, 2017, registered Nov 13, 2017 (3 days) · Other
- Banc Of America Investment Services, Inc. to Wells Fargo Advisorsleft Sep 18, 2007, registered Sep 14, 2007 (-4 days) · Other
- UBS Financial Services Inc. to Banc Of America Investment Services, Inc.left May 24, 2002, registered May 15, 2002 (-9 days) · Other
Signals
- M. Scot Lance left Titus Wealth Management for Wealth Enhancement Advisory Services, Llc (registered 2022-08-03)Sep 1, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address