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Advisor at GREAT PLAINS ADVISORY SERVICES LLC
FARGO, ND
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GREAT PLAINS ADVISORY SERVICES LLC | State registered | Jul 3, 2024 | n/a | yes | FARGO, ND | Current employment |
| GLOBAL ASSETS ADVISORY, LLC | Independent wealth | Mar 16, 2020 | Oct 17, 2024 | no | FARGO, ND|ORLANDO, FL|FARGO, ND | Previous registration |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | Bd affiliated wealth | Jan 19, 2016 | Oct 17, 2024 | no | Fargo, ND|FARGO, ND|ORLANDO, FL | Previous registration |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | Bd affiliated wealth | Jun 4, 2012 | Dec 31, 2015 | no | ORLANDO, FL|FARGO, ND | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | GLOBAL ASSETS ADVISORY, LLC | Oct 17, 2024 | Mar 16, 2020 | -1,676 | Firm change after gap | Other |
| GLOBAL ASSETS ADVISORY, LLC | GREAT PLAINS ADVISORY SERVICES LLC | Oct 17, 2024 | Jul 3, 2024 | -106 | Firm change after gap | RIA to state RIA |