DFX Intelligence

M•••••• R•• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

M•••••• R•• C•••••

Advisor at C••••• I••••••••• G••••• I••

••• Locked

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Search this name across graphsid dfx:ria:7965b9c7-991e-2155-a984-3809aa549162

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Nov 26, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• G••••• I••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 1, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 26derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
7•• C••••••• L••	Independent wealth	Jan 16, 2026	n/a	yes	LANSING, MI\|Archbold, OH	Current employment
C••••• I••••••••• G••••• I••	State registered	Jan 1, 2000	n/a	yes	ARCHBOLD, OH	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••• L••	7•• C••••••• L••	Apr 8, 2022	Feb 22, 2022	-45	Firm change after gap	RIA to new firm
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	F••••••• L••	Nov 2, 2017	Oct 24, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
289863:318170:MN:2022-04-08	Apr 8, 2022	Feb 22, 2022	BURNSVILLE, MN	Firm change after gap
29604:289863:OH:2017-10-26	Nov 2, 2017	Oct 24, 2017	ARCHBOLD, OH	Firm change

Relationships

Registered with (5)

→ 7•• C••••••• L••Registered adviserregistration: previous registration
Feb 22, 2022 to Dec 31, 2025factForm ADV
→ C••••• I••••••••• G••••• I••Registered adviserregistration: current employment
Jan 1, 2000 to presentfactForm ADV
→ F••••••• L••Registered adviserregistration: previous registration
Oct 24, 2017 to Apr 8, 2022factForm ADV
→ N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••

Dated events

Occurred
Apr 8, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7965b9c7-991e-2155-a984-3809aa549162
First observed: Nov 26, 2001
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.