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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

STEPHEN KEITH TAYLOR

Advisor at WELLS FARGO ADVISORS

ROSEVILLE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:79686f54-9cce-9aa9-959a-56dfa1cd0591

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 26, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Nov 26, 2003
First registration: May 26, 2008
Dual registered: yes, broker-dealer
Other names: STEPHEN TAYLOR|STEPHEN K. TAYLOR
IAPD individual key: 4715185

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Apr 11, 2024	n/a	yes	ROSEVILLE, CA\|ROSEVILLE, CA	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 19, 2023	Apr 26, 2024	no	ROSEVILLE, CA\|AUBURN, CA\|CARMICHAEL, CA\|SACRAMENTO, CA\|FOLSOM, CA\|SACRAMENTO, CA\|CITRUS HEIGHTS, CA\|GRASS VALLEY, CA	Previous registration
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Former SEC adviser	May 26, 2008	Jul 25, 2023	no	EL DORADO HILLS, CA\|STOCKTON, CA\|STOCKTON, CA\|SACRAMENTO, CA\|STOCKTON, CA\|STOCKTON, CA\|SACRAMENTO, CA\|SACRAMENTO, CA\|SACRAMENTO, CA\|LOCKEFORD, CA\|LODI, CA\|ELK GROVE, CA\|ELK GROVE, CA\|FOLSOM, CA\|CITRUS HEIGHTS, CA\|SACRAMENTO, CA\|SACRAMENTO, CA\|SACRAMENTO, CA\|STOCKTON, CA\|EL DORADO HILLS, CA\|FAIRFIELD, CA\|STOCKTON, CA\|STOCKTON, CA\|FOLSOM, CA\|GRASS VALLEY, CA\|CITRUS HEIGHTS, CA\|SACRAMENTO, CA\|AUBURN, CA\|CARMICHAEL, CA\|ROSEVILLE, CA\|GRASS VALLEY, CA\|ROSEVILLE, CA\|AUBURN, CA\|CARMICHAEL, CA\|SACRAMENTO, CA\|FOLSOM, CA\|CITRUS HEIGHTS, CA\|OMAHA, NE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	WELLS FARGO ADVISORS	Apr 26, 2024	Apr 11, 2024	-15	Firm change	Ibd to wirehouse
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	LPL FINANCIAL LLC	Jul 25, 2023	Jul 19, 2023	-6	Bulk transfer	Ibd to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6413:19616:CA:2024-04-26	Apr 26, 2024	Apr 11, 2024	GRASS VALLEY, CA	Firm change

Relationships

Registered with (3)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Apr 11, 2024 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 19, 2023 to Apr 26, 2024factForm ADV
→ BANCWEST INVESTMENT SERVICES, INC. (BWIS)Registered adviserregistration: previous registration
May 26, 2008 to Jul 25, 2023factForm ADV

Dated events

Occurred
Apr 26, 2024
Advisor changed firm
Stephen Keith Taylor left Lpl Financial Llc for Wells Fargo Advisors (registered 2024-04-11)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:79686f54-9cce-9aa9-959a-56dfa1cd0591
First observed: May 26, 2008
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STEPHEN KEITH TAYLOR

Advisor at WELLS FARGO ADVISORS

ROSEVILLE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:79686f54-9cce-9aa9-959a-56dfa1cd0591

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:16 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

WELLS FARGO ADVISORS

Wirehouse

Apr 11, 2024

n/a

yes

ROSEVILLE, CA|ROSEVILLE, CA

Current employment

LPL FINANCIAL LLC

Bd affiliated wealth

Jul 19, 2023

Apr 26, 2024

Previous registration

BANCWEST INVESTMENT SERVICES, INC. (BWIS)

Former SEC adviser

May 26, 2008

Jul 25, 2023

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

LPL FINANCIAL LLC

WELLS FARGO ADVISORS

Apr 26, 2024

Apr 11, 2024

-15

Firm change

Ibd to wirehouse

BANCWEST INVESTMENT SERVICES, INC. (BWIS)

LPL FINANCIAL LLC

Jul 25, 2023

Jul 19, 2023

-6

Bulk transfer

Ibd to ibd

Team

Left

Joined

From

Kind

6413:19616:CA:2024-04-26

Apr 26, 2024

Apr 11, 2024

GRASS VALLEY, CA

Firm change