DFX Intelligence

A•• T•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)18 years in industry

A•• T•••••••••

Advisor at R••••• W• B•••• • C•• I•••••••••

MINNETONKA, MN | Hopkins, MN

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Search this name across graphsid dfx:ria:796aa5cf-b8d3-9a55-d019-db1733ee3b81

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 8, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••• W• B•••• • C•• I•••••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Feb 6, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••• W• B•••• • C•• I•••••••••	Mixed wealth	Oct 14, 2020	n/a	yes	MINNETONKA, MN\|Hopkins, MN	Current employment
W••• O•••••••• I•••	Former SEC adviser	Nov 21, 2015	Nov 2, 2020	no	PLYMOUTH, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••• O•••••••• I•••	R••••• W• B•••• • C•• I•••••••••	Nov 2, 2020	Oct 14, 2020	-19	Firm change	RIA to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	W••• O•••••••• I•••	Mar 11, 2015	Nov 21, 2015

Relationships

Registered with (4)

→ R••••• W• B•••• • C•• I•••••••••Registered adviserregistration: current employment
Oct 14, 2020 to presentfactForm ADV
→ W••• O•••••••• I•••Registered adviserregistration: previous registration
Nov 21, 2015 to Nov 2, 2020factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jun 19, 2013 to Mar 11, 2015factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:796aa5cf-b8d3-9a55-d019-db1733ee3b81
First observed: Feb 8, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.