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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
ST. PETERSBURG, FL | MEMPHIS, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Sep 20, 2010 | n/a | yes | ST. PETERSBURG, FL|MEMPHIS, TN | Current employment |
| MORGAN KEEGAN & COMPANY, LLC | Former SEC adviser | Oct 23, 2012 | Mar 14, 2013 | no | ST. PETERSBURG, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 11, 2010 | Sep 7, 2010 | no | CLEARWATER, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN KEEGAN & COMPANY, LLC | n/a | Mar 14, 2013 | n/a | n/a | Departure no registered destination | Departure |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | RAYMOND JAMES & ASSOCIATES, INC. | Sep 7, 2010 | Sep 20, 2010 | 13 | Firm change | Wirehouse to ibd |