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H•••••••• C•••••• M••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

H•••••••• C•••••• M••••••••• L•

CRD 171347

NEW YORK, NY

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Search this name across graphsid dfx:ria:796f186a-f48d-d627-dd91-60243ee5a0cb

Data as of Mar 30, 2023 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 6
On other graphs: 0
Observed: May 15, 2014 to Mar 30, 2023
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $824MItem 5.F on the latest filing (2023-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $824M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
H•••••••• C•••••• M••••• F••• L•	Hedge Fund	$824M	Mar 30, 2023	69	May 15, 2014	reported	021-218636
P•••••• D•••••• A•••• O••••••••• M••••• F••• L•	Hedge Fund	$0

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••••• J••••• W••••	Trustee	E	yes	08/2016	May 15, 2014	Mar 30, 2023
H•••••••• G• L••	GENERAL PARTNER	Na	yes	03/2014	May 15, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
H•••••••• C•••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$824M	$2.5B	-66.4%	$2.9B	-34.4%	8	19	0	1

Relationships

Advises (2)

→ H•••••••• C•••••• M••••• F••• L•Private fundHedge Fund, IA
May 15, 2014 to presentfactForm ADV
→ P•••••• D•••••• A•••• O••••••••• M••••• F••• L•Private fundHedge Fund, IA
Feb 28, 2022 to presentfactForm ADV

Controls (5)

← C•••••••• J••••• W••••OwnerTRUSTEE, ownership code E, individual
May 15, 2014 to presentfactForm ADV
← R•••• E•••• C••••••

Dated events

Occurred
Mar 29, 2023
Regulatory AUM changed
H•••••••• C•••••• M••••••••• L• reported RAUM $824.4M, down 66% from $2.5B (2023-02-28 to 2023-03-29)
Form ADVobserved 6 days ago
$-1.6B
Occurred
Mar 29, 2023
Control person left
Steven Kerry Kourepenos (Chief Business Officer) no longer on Schedule A of H•••••••• C•••••• M••••••••• L• (listed 2023-02-28, absent 2023-03-29)
Form ADVobserved 6 days ago
Occurred
Feb 28, 2022
Regulatory AUM changed
H•••••••• C•••••• M••••••••• L• reported RAUM $2.5B, down 28% from $3.4B (2021-03-30 to 2022-02-28)
Form ADVobserved 6 days ago
$-976M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:796f186a-f48d-d627-dd91-60243ee5a0cb
First observed: May 15, 2014
Last observed: Mar 30, 2023 42 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.