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Former SEC-registered adviser

H•••••••• C•••••• M••••••••• L•

Former SEC-registered adviserNew York, New YorkCRD 171347SEC 801-79776IAPD
Latest filing Mar 30, 2023
First filing on the tape May 15, 2014 · 23 filings
RAUM
$824M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$824M gross assets
History
23 filings and snapshots on the tape
RAUM$824M as of Mar 29, 2023
Mar 31, 2015$1.5B then
HNW client RAUM$0 as of Mar 29, 2023
Mar 28, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 29, 2023
Mar 31, 20150 then
Employees (5.A)8 as of Mar 29, 2023
Mar 31, 201519 then
Private funds1 as of Mar 29, 2023
Mar 31, 20151 then
RAUM -66% over the last fiscal year-34% a year over threeIARs 0 to 0offices 1 to 0
Practice profile
derived from the filing of Mar 30, 2023; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$824MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-66%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$824M, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$824M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$824M for 1 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      H•••••••• C•••••• M••••• F••• L•Hedge Fund$824M69May 15, 2014
      P•••••• D•••••• A•••• O••••••••• M••••• F••• L•Hedge Fund$00Feb 28, 2022
      Owners and control persons
      Schedule A and B, latest filing
      • M••••••• C••••••• A•• · Chief Financial Officercontrol
        since 11/2019 · owns less than 5%
      • R•••• E•••• C•••••• · Chief Operating Officer, General Counsel And Chief Compliance Officercontrol
        since 04/2014 · owns less than 5%
      • C•••••••• J••••• W•••• · Trusteecontrol
        since 08/2016 · owns 75% or more of J•••• C••••••• R•••••••• T••••
      • C•••••••• J••••• W•••• · Trustee Of M•••••• N•••••• 2••• D••••••••• T••••
        since 05/2014 · owns 75% or more
      • C•••••••• J••• J••••• W•••• · Trustee Of M•••••• N•••••• 2••• D••••••••• T••••
        since 05/2014 · owns less than 5%
      Entity owners
      • H•••••••• G• L•• · General Partner
        direct · owns less than 5%
      • J•••• C••••••• R•••••••• T•••• · Limited Partner
        direct · owns 75% or more
      • J•••• C••••••• R•••••••• T•••• · Managing Member
        indirect · owns 75% or more of H•••••••• G• L••
      • M•••••• N•••••• 2••• D••••••••• T•••• · Limited Partner
        direct · owns 5% to 10%
      • T•• G•••••• S•••• T•••• C•••••• O• D••••••• · Administrative Trustee Of The M•••••• N•••••• 2••• D••••••••• T••••
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      • H•••••••• C•••••• L••
        bankpooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 2 to 1
        Feb 28, 2023 to Mar 29, 2023
      • Advisory employees · 10 to 4
        Feb 28, 2023 to Mar 29, 2023
      • Pooled vehicle clients · 2 to 1
        Feb 28, 2023 to Mar 29, 2023
      • Assets in custody · $2.5B to $824M
        Feb 28, 2023 to Mar 29, 2023
      • Employees · 19 to 8
        Feb 28, 2023 to Mar 29, 2023
      • Discretionary RAUM · $2.5B to $824M
        Feb 28, 2023 to Mar 29, 2023
      • Pooled vehicle RAUM · $2.5B to $824M
        Feb 28, 2023 to Mar 29, 2023
      • RAUM · $2.5B to $824M
        Feb 28, 2023 to Mar 29, 2023
      • HQ city · unset to NEW YORK
        Dec 14, 2022 to Feb 28, 2023
      • HQ state · unset to NY
        Dec 14, 2022 to Feb 28, 2023
      • Other offices · 1 to 0
        Dec 14, 2022 to Feb 28, 2023
      • HQ city · NEW YORK to unset
        Sep 19, 2022 to Dec 14, 2022
      • HQ state · NY to unset
        Sep 19, 2022 to Dec 14, 2022
      • Private funds · 2 to 1
        Feb 28, 2022 to Sep 16, 2022
      • Accounts · 1 to 2
        Mar 30, 2021 to Feb 28, 2022
      • Advisory employees · 9 to 10
        Mar 30, 2021 to Feb 28, 2022
      • Pooled vehicle clients · 1 to 2
        Mar 30, 2021 to Feb 28, 2022
      • Assets in custody · $3.4B to $2.5B
        Mar 30, 2021 to Feb 28, 2022
      • Employees · 18 to 19
        Mar 30, 2021 to Feb 28, 2022
      • Private funds · 1 to 2
        Mar 30, 2021 to Feb 28, 2022
      • Discretionary RAUM · $3.4B to $2.5B
        Mar 30, 2021 to Feb 28, 2022
      • Pooled vehicle RAUM · $3.4B to $2.5B
        Mar 30, 2021 to Feb 28, 2022
      • RAUM · $3.4B to $2.5B
        Mar 30, 2021 to Feb 28, 2022
      • Advisory employees · 11 to 9
        Apr 23, 2020 to Mar 30, 2021
      • Assets in custody · $2.9B to $3.4B
        Apr 23, 2020 to Mar 30, 2021
      • Employees · 22 to 18
        Apr 23, 2020 to Mar 30, 2021
      • Other offices · 0 to 1
        Apr 23, 2020 to Mar 30, 2021
      • Discretionary RAUM · $2.9B to $3.4B
        Apr 23, 2020 to Mar 30, 2021
      • Pooled vehicle RAUM · $2.9B to $3.4B
        Apr 23, 2020 to Mar 30, 2021
      • RAUM · $2.9B to $3.4B
        Apr 23, 2020 to Mar 30, 2021
      • Advisory employees · 13 to 11
        Nov 26, 2019 to Mar 26, 2020
      • Assets in custody · $3.2B to $2.9B
        Nov 26, 2019 to Mar 26, 2020
      • Employees · 26 to 22
        Nov 26, 2019 to Mar 26, 2020
      • Discretionary RAUM · $3.2B to $2.9B
        Nov 26, 2019 to Mar 26, 2020
      • Pooled vehicle RAUM · $3.2B to $2.9B
        Nov 26, 2019 to Mar 26, 2020
      • RAUM · $3.2B to $2.9B
        Nov 26, 2019 to Mar 26, 2020
      • Advisory employees · 9 to 13
        Mar 28, 2018 to Mar 26, 2019
      • Assets in custody · $3.7B to $3.2B
        Mar 28, 2018 to Mar 26, 2019
      • Employees · 22 to 26
        Mar 28, 2018 to Mar 26, 2019
      • Discretionary RAUM · $3.7B to $3.2B
        Mar 28, 2018 to Mar 26, 2019
      Signals
      6 dated events
      • H•••••••• C•••••• M••••••••• L• reported RAUM $824.4M, down 66% from $2.5B (2023-02-28 to 2023-03-29)
        Mar 29, 2023 · RAUM change · derived
      • Steven Kerry Kourepenos (Chief Business Officer) no longer on Schedule A of H•••••••• C•••••• M••••••••• L• (listed 2023-02-28, absent 2023-03-29)
        Mar 29, 2023 · Control person left · inference
      • H•••••••• C•••••• M••••••••• L• reported RAUM $2.5B, down 28% from $3.4B (2021-03-30 to 2022-02-28)
        Feb 28, 2022 · RAUM change · derived
      • Cheryl Louise Curbishley (Chief Financial Officer) no longer on Schedule A of H•••••••• C•••••• M••••••••• L• (listed 2019-06-17, absent 2019-11-26)
        Nov 26, 2019 · Control person left · inference
      • Ann C•••••• Mcgehee (Chief Financial Officer) appeared on Schedule A of H•••••••• C•••••• M••••••••• L•
        Nov 26, 2019 · Control person joined · fact
      • H•••••••• C•••••• M••••••••• L• filed its initial SEC registration (Form ADV)
        May 15, 2014 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026