DFX Intelligence
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Reading the graph
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Advisor at M•• S••••••••• L••
Chesterfield, MO | Minneapolis, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•• S••••••••• L•• | No RAUM reported | Apr 1, 2019 | n/a | yes | Minneapolis, MN|Chesterfield, MO | Current employment |
| L•• F•••••••• L•• | Bd affiliated wealth | May 14, 2013 | Apr 23, 2019 | no | ST. LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | M•• S••••••••• L•• | Apr 23, 2019 | Apr 1, 2019 | -22 | Firm change | Other |
| S••••••• I••••••••• A•••••••• I••• | L•• F•••••••• L•• | Oct 20, 2009 | May 14, 2013 |
| S••••••• I••••••••• A•••••••• I••• | Other adviser | Feb 20, 2007 | Oct 20, 2009 | no | ST. LOUIS, MO | Previous registration |
| Firm change after gap |
| Other |