RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••• M•••••• R•••••
- M•• S••••••••• L•• no RAUM currentsince Apr 1, 2019 · Minneapolis, Mn
- L•• F•••••••• L•• BD affiliatedMay 14, 2013 to Apr 23, 2019 · St. Louis, Mo
- S••••••• I••••••••• A•••••••• I••• otherFeb 20, 2007 to Oct 20, 2009 · St. Louis, Mo
- L•• F•••••••• L•• to M•• S••••••••• L••left Apr 23, 2019, registered Apr 1, 2019 (-22 days) · Other
- S••••••• I••••••••• A•••••••• I••• to L•• F•••••••• L••left Oct 20, 2009, registered May 14, 2013 (1302 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address