DFX Intelligence

V•••••••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)26 years in industry

V•••••••• K••••••

Advisor at A•••• P•••••• W••••• A•••••••

RED BANK, NJ | Miami Beach, FL

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Search this name across graphsid dfx:ria:798157ba-307a-6f35-97b5-606ea7275f27

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 5, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• P•••••• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 27, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• P•••••• W••••• A•••••••	Independent wealth	Sep 9, 2016	n/a	yes	RED BANK, NJ\|Miami Beach, FL	Current employment
F••••••• H••••• A•••••••• L••	Independent wealth	Dec 16, 2013	Aug 31, 2016	no	MATAWAN, NJ\|BOSTON, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••• H••••• A•••••••• L••	A•••• P•••••• W••••• A•••••••	Aug 31, 2016	Sep 9, 2016	9	Firm change	Other
A••••••••• F•••••••• S•••••••• L••	F••••••• H••••• A•••••••• L••	Dec 26, 2013	Dec 16, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
155733:283744:MA:2016-08-31	Aug 31, 2016	Sep 9, 2016	BOSTON, MA	Firm change

Relationships

Registered with (3)

→ A•••• P•••••• W••••• A•••••••Registered adviserregistration: current employment
Sep 9, 2016 to presentfactForm ADV
→ F••••••• H••••• A•••••••• L••Registered adviserregistration: previous registration
Dec 16, 2013 to Aug 31, 2016factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jul 5, 2002 to Dec 26, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:798157ba-307a-6f35-97b5-606ea7275f27
First observed: Jul 5, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.