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Advisor at J. W. COLE ADVISORS, INC.
Philadelphia, PA | TAMPA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J. W. COLE ADVISORS, INC. | Bd affiliated wealth | Jun 15, 2026 | n/a | yes | Philadelphia, PA|TAMPA, FL | Current employment |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Aug 3, 2021 | Jun 28, 2026 | no | Philadelphia, PA|Downingtown, PA | Previous registration |
| KEY FINANCIAL, INC. | Independent wealth | May 9, 2019 | Apr 6, 2022 | no | WEST CHESTER, PA | Previous registration |
| OSAIC WEALTH, INC. | Bd affiliated wealth | May 18, 2018 | Aug 2, 2021 | no | WEST CHESTER, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | J. W. COLE ADVISORS, INC. | Jun 28, 2026 | Jun 15, 2026 | -13 | Firm change | Ibd to ibd |
| KEY FINANCIAL, INC. | COMMONWEALTH FINANCIAL NETWORK | Apr 6, 2022 | Aug 3, 2021 | -246 | Firm change after gap | RIA to ibd |
| OSAIC WEALTH, INC. | KEY FINANCIAL, INC. | Aug 2, 2021 | May 9, 2019 | -816 | Firm change after gap | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8032:112294:PA:2026-06-28 | Jun 28, 2026 | Jun 15, 2026 | DOWNINGTOWN, PA | Firm change |