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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

KEY FINANCIAL, INC.

CRD 116240

WEST CHESTER, PA

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Search this name across graphsid dfx:ria:57d47009-e5c7-09c4-cdf1-eede0cd05b65

Data as of Jul 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 11
On other graphs: 0
Observed: Apr 20, 2016 to Jul 17, 2026
29 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=13.0
Regulatory AUM: $2.8BItem 5.F on the latest filing (2026-07-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.5B
Private client RAUM: $2.8BderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $355Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 36
Advisory employees: 10
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 4,448
Individual clients: 722
High net worth clients: 687
SEC number: 801-107742
CIK: 1801720
CRD: 116240
Filings on the tape: 29
First filed: Apr 20, 2016
Latest filed: Jul 17, 2026
Organised: Corporation, PA
Website: keyfinancialinc.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
PATRICIA CLARK BRENNAN	Certified Financial Planner	WEST CHESTER, PA	28	41	n/a	yes
RICHARD BRADLEY EVERETT	Certified Financial Planner\|Chartered Financial Analyst	WEST CHESTER, PA	12	19	n/a	yes
ERIC RYAN FUHRMAN	Certified Financial Planner	WEST CHESTER, PA	12	16	n/a	yes
MICHAEL PATRICK BRENNAN	Certified Financial Planner	WEST CHESTER, PA	6	14	n/a	yes
ELIZABETH JANE MILLER	n/a	WEST CHESTER, PA	4	32	n/a	yes
DIANE L KRAINIK	Certified Financial Planner	WEST CHESTER, PA	4	10	n/a	no
SPENCER PAUL PEET	Certified Financial Planner	WEST CHESTER, PA	4	11	1	yes
MATTHEW DOUGLAS MAINWARING	Certified Financial Planner	WEST CHESTER, PA	4	22	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BRENNAN, PATRICIA, CLARK	CEO AND CCO	E	yes	01/1997	Apr 20, 2016	Oct 29, 2024
EVERETT, RICHARD, BRADLEY	CHIEF INVESTMENT OFFICER	Na	yes	05/2014	Mar 26, 2020	Oct 29, 2024
FUHRMAN, ERIC, RYAN	CHIEF PLANNING OFFICER	Na	yes	05/2014	Mar 26, 2020	Oct 29, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
WEST CHESTER	Pa	United States	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 23, 2026	$2.8B	$2.5B	36	10	1	n/a	n/a
2024	Mar 15, 2025	$2.5B	$2.2B	35	10	1	n/a	n/a
2023	Mar 14, 2024	$2.2B	$1.9B	29	10	1	n/a	n/a
2022	Mar 20, 2023	$1.8B	$1.5B	32	12	1	n/a	n/a
2021	Mar 25, 2022	$1.9B	$1.5B	29	12	1	n/a	n/a
2020	Mar 25, 2021	$1.5B	$1.2B	25	9	1	n/a	n/a
2019	Mar 26, 2020	$1.2B	$937M	26	9	1	n/a	n/a
2018	Mar 27, 2019	$971M	$705M	22	6	1	n/a	n/a
2017	Mar 13, 2018	$961M	$649M	22	6	1	n/a	n/a
2016	Mar 7, 2017	$722M	$455M	18	6	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	2	-2	25.0%	0	2	0	0	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.8B	$2.5B	15.6%	$1.8B	17.4%	36	35	0	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LPL FINANCIAL LLC	2	Jul 17, 2026	Jul 13, 2026	EXTON, PA	Team lift out	RIA to ibd	20.0%

Relationships

Registered with (12)

← ELIZABETH JANE MILLERAdvisorregistration: current employment
Apr 27, 2022 to presentfactForm ADV
← DIANE L KRAINIKAdvisorregistration: current employment
Apr 27, 2022 to presentfactForm ADV
← SPENCER PAUL PEETAdvisorregistration: current employment
Apr 27, 2022 to presentfactForm ADV
← MATTHEW DOUGLAS MAINWARINGAdvisorregistration: current employment
Apr 27, 2022 to presentfactForm ADV
← MICHAEL PATRICK BRENNANAdvisorregistration: current employment
Oct 1, 2019 to presentfactForm ADV
← ERIC RYAN FUHRMANAdvisorregistration: current employment
Jun 19, 2014 to presentfactForm ADV
← RICHARD BRADLEY EVERETTAdvisorregistration: current employment
Oct 23, 2013 to presentfactForm ADV
← PATRICIA CLARK BRENNANAdvisorregistration: current employment
Nov 6, 1997 to presentfactForm ADV
← THOMAS J BELISARIAdvisorregistration: previous registration
Dec 5, 1994 to Jul 17, 2026factForm ADV
← SAMUEL DAVID BAEZAdvisorregistration: previous registration
Oct 23, 2013 to Jul 17, 2026factForm ADV
← KRISTOPHER DONALD THOMPSONAdvisorregistration: previous registration
Apr 26, 2022 to Feb 1, 2024factForm ADV
← MADELINE O'MALLEY YOUNGAdvisorregistration: previous registration
May 9, 2019 to Apr 6, 2022factForm ADV

Moved with (1)

→ LPL FINANCIAL LLCRegistered adviser2 advisors, team lift out, same day
Jul 17, 2026 to Jul 13, 2026factForm ADV

Controls (3)

← BRENNAN, PATRICIA, CLARKOwnerCEO AND CCO, ownership code E, individual
Apr 20, 2016 to Oct 29, 2024factForm ADV
← FUHRMAN, ERIC, RYANOwnerCHIEF PLANNING OFFICER, ownership code NA, individual
Mar 26, 2020 to Oct 29, 2024factForm ADV
← EVERETT, RICHARD, BRADLEYOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Mar 26, 2020 to Oct 29, 2024factForm ADV

Dated events

Occurred
Jul 17, 2026
Team lift-out
2 advisors left Key Financial, Inc. (Exton, PA) for LPL Financial LLC on the same day
Form ADVobserved 3 days ago
2 advisors
Occurred
Jul 17, 2026
Advisor changed firm
Thomas J Belisari left Key Financial, Inc. for Lpl Financial Llc (registered 2026-07-13)
Form ADVobserved 4 days ago
Occurred
Jul 17, 2026
Advisor changed firm
Samuel David Baez left Key Financial, Inc. for Lpl Financial Llc (registered 2026-07-13)
Form ADVobserved 4 days ago
Occurred
Feb 1, 2024
Advisor changed firm
Kristopher Donald Thompson left Key Financial, Inc. for The Ascent Group, Llc (registered 2024-04-12)
Form ADVobserved 4 days ago
Occurred
Apr 6, 2022
Advisor changed firm
Madeline O'Malley Young left Key Financial, Inc. for Commonwealth Financial Network (registered 2021-08-03)
Form ADVobserved 4 days ago
Occurred
Mar 25, 2022
Regulatory AUM changed
Key Financial, Inc. reported RAUM $1.9B, up 27% from $1.5B (2021-10-05 to 2022-03-25)
Form ADVobserved 4 days ago
$397M
Occurred
Mar 26, 2020
Regulatory AUM changed
Key Financial, Inc. reported RAUM $1.2B, up 27% from $970.6M (2019-03-27 to 2020-03-26)
Form ADVobserved 4 days ago
$262M
Occurred
Mar 26, 2020
Control person joined
Bradley Richard Everett (Chief Investment Officer) appeared on Schedule A of Key Financial, Inc.
Form ADVobserved 4 days ago
Occurred
Mar 26, 2020
Control person joined
Ryan Eric Fuhrman (Chief Planning Officer) appeared on Schedule A of Key Financial, Inc.
Form ADVobserved 4 days ago
Occurred
Mar 13, 2018
Regulatory AUM changed
Key Financial, Inc. reported RAUM $960.7M, up 33% from $721.6M (2017-08-22 to 2018-03-13)
Form ADVobserved 4 days ago
$239M
Occurred
Apr 20, 2016
First Form ADV filing
Key Financial, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:57d47009-e5c7-09c4-cdf1-eede0cd05b65
First observed: Apr 20, 2016
Last observed: Jul 17, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KEY FINANCIAL, INC.

CRD 116240

WEST CHESTER, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:57d47009-e5c7-09c4-cdf1-eede0cd05b65

Data as of Jul 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:35 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

PATRICIA CLARK BRENNAN

Certified Financial Planner

WEST CHESTER, PA

n/a

yes

RICHARD BRADLEY EVERETT

Certified Financial Planner|Chartered Financial Analyst

WEST CHESTER, PA

n/a

yes

ERIC RYAN FUHRMAN

Certified Financial Planner

WEST CHESTER, PA

n/a

yes

MICHAEL PATRICK BRENNAN

Certified Financial Planner

WEST CHESTER, PA

n/a

yes

ELIZABETH JANE MILLER

n/a

WEST CHESTER, PA

n/a

yes

DIANE L KRAINIK

Certified Financial Planner

WEST CHESTER, PA

n/a

SPENCER PAUL PEET

Certified Financial Planner

WEST CHESTER, PA

yes

MATTHEW DOUGLAS MAINWARING

Certified Financial Planner

WEST CHESTER, PA

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BRENNAN, PATRICIA, CLARK

CEO AND CCO

yes

01/1997

Apr 20, 2016

Oct 29, 2024

EVERETT, RICHARD, BRADLEY

CHIEF INVESTMENT OFFICER

yes

05/2014

Mar 26, 2020

Oct 29, 2024

FUHRMAN, ERIC, RYAN

CHIEF PLANNING OFFICER

yes

05/2014

Mar 26, 2020

Oct 29, 2024

City

State

Country

Employees

Also broker-dealer

WEST CHESTER

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 23, 2026

$2.8B

$2.5B

n/a

2024

Mar 15, 2025

$2.5B

$2.2B

n/a

2023

Mar 14, 2024

$2.2B

$1.9B

n/a

2022

Mar 20, 2023

$1.8B

$1.5B

n/a

2021

Mar 25, 2022

$1.9B

$1.5B

n/a

2020

Mar 25, 2021

$1.5B

$1.2B

n/a

2019

Mar 26, 2020

$1.2B

$937M

n/a

2018

Mar 27, 2019

$971M

$705M

n/a

2017

Mar 13, 2018

$961M

$649M

n/a

2016

Mar 7, 2017

$722M

$455M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-2

25.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$2.8B

$2.5B

15.6%

$1.8B

17.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LPL FINANCIAL LLC

Jul 17, 2026

Jul 13, 2026

EXTON, PA

Team lift out

RIA to ibd

20.0%